Wwm Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$360,080,156
Clients
545
Advisors
4
of 8 employees
About
WWM Financial manages roughly $382 million for individuals (including high‑net‑worth clients), trusts, pension plans and business clients, providing asset management, financial planning and consulting, and referrals to third‑party money managers. The firm also participates in Charles Schwab‑sponsored managed account programs and periodically offers educational seminars and workshops for clients and prospects.
WWM emphasizes continuous, individualized portfolio supervision and typically constructs portfolios from stocks, bonds, ETFs, options, structured notes and alternative investments, with at least quarterly reviews and rebalancing. The firm employs a mix of analytical methods (charting, cyclical, fundamental and technical), can refer accounts to third‑party managers, and may accept performance‑based fee arrangements in exceptional circumstances.
Notable distinctions include an insurance agency license that allows representatives to offer fixed insurance products (with customary commissions) and a firm‑affiliated real estate professional who receives referral fees when recommending agents. WWM’s public materials and marketing also feature educational events, third‑party ratings, client testimonials and advertised performance information, practices that are less common among similarly sized supported firms.
Client services
Expertise
Demographic focus
Fee options
Negotiable, generally ranging from $2,500 to $20,000 for financial planning and consulting
Any Assets+: Up to 1.50% annually
$350 per hour
Performance fee basis under exceptional circumstances; details specific to client agreements
Main office
2131 Palomar Airport Road, Suite 330
Carlsbad CA 92011
Advisors at this office
4
Most active in
Arizona · California · Florida · Illinois · Indiana · Louisiana · Nevada · New York · Oregon · Texas · Utah · Washington
Also doing business as
Savvy Doc Financial Planners · Savvy Women Wealth Management · Sccwwm, LLC · Swwm · Wolff Wiese Magana · Wolff Wiese Magana LLC · Wwm Financial · Wwm Financial Insurance Solutions LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Catherine M
CFP®, Series 63, Series 65
Carlsbad, CA
Wwm Financial
Catherine Magana is a CFP® with 25 years of industry experience, currently serving at WWM Financial since 2011. She previously worked at Purshe Kaplan Sterling Investments for six years. Magana is chairman of the board for Partners in Education, an organization focused on educational and scholarship support, and has held leadership roles with the Financial Planning Association of California. WWM Financial provides asset management, financial planning, and consulting services to individuals, high-net-worth clients, trusts, retirement plans, and business entities. The firm employs a multi-disciplinary investment approach with tailored portfolio supervision and offers both discretionary and non-discretionary management.
Gregory C
CFP®, Series 63, Series 65
Carlsbad, CA
Wwm Financial
Gregory Carroll is a CFP® professional with 31 years of industry experience, currently serving at WWM Financial since 2019. His prior roles include positions at Sterling Global Strategies, APW Capital, and Sterling Wealth Management Group, Inc. Outside of his advisory work, Carroll owns and manages rental properties in San Diego. WWM Financial provides asset management, financial planning, and consulting services to individuals, high-net-worth clients, trusts, retirement plans, and business entities. The firm employs a multi-disciplinary investment approach with tailored portfolio supervision and offers both discretionary and non-discretionary portfolio management.
Vincent S
Series 63, Series 66
Carlsbad, CA
Wwm Financial
Vincent Stefano is a financial advisor at WWM Financial in Carlsbad, CA, with 14 years of industry experience. He holds Series 63 and Series 66 designations and has been with WWM Financial since 2013. WWM Financial provides asset management, financial planning, and consulting services to individuals, high-net-worth clients, trusts, retirement plans, and business entities. The firm manages approximately $342 million in assets, employing a multi-disciplinary investment approach with tailored portfolio supervision and a mix of securities and strategies.
Rachel I
Series 66, Series 65
Carlsbad, CA
Wwm Financial
Rachel Ivanovich is a financial advisor at WWM Financial with six years of industry experience. She holds Series 66 and Series 65 licenses and has been with WWM Financial since 2023. Outside of financial advising, she is the president and owner of Easy Life Management, a tax and accounting firm where she has worked since 2006. WWM Financial manages approximately $382 million for individuals, trusts, pension plans, and business clients, offering asset management, financial planning, consulting, and referrals to third-party money managers. The firm emphasizes individualized portfolio supervision using a variety of analytical methods and offers educational seminars and workshops for clients and prospects.
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