Wynn Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Wynn Capital Management serves individuals and households — including high net worth clients — as well as trusts, estates, pension and profit‑sharing plans, and charitable organizations, providing comprehensive financial planning, consulting, and discretionary investment management. Services described in the brochure include retirement and estate planning, insurance coordination, philanthropic and college‑funding advice, and oversight of variable annuities and other client products.
The firm’s investment approach is grounded in academic research and emphasizes globally diversified, low‑cost, low‑turnover mutual funds and ETFs, with intentional tilts such as small‑cap value exposures to capture persistent return dimensions. WCM also uses institutional fund vehicles (including strategies similar to Dimensional), executes defined‑risk options strategies for income or risk management, and may recommend private placement opportunities for accredited investors when appropriate.
Distinctive features include operating as a two‑advisor firm that recently filed to register with the SEC after surpassing $100 million in assets under management, while serving roughly 89 client relationships with discretionary mandates. The firm does not accept proxy‑voting authority, delivers separate quarterly performance reports in addition to custodian statements, and may reduce or waive planning fees for certain pro bono, nonprofit, or community‑service clients.
Client services
Expertise
Fee options
$0 - $500,000: 1.40% $500,001 - $1,000,000: 1.20% $1,000,001 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.70% Amount over $10,000,000+: Negotiable
$100 to $300 per hour for financial planning and consulting services
Fee-only: Hourly planning fees generally range from $100 to $300 per hour; minimum 5 hours for planning services; fees negotiable
Main office
101 Cooper St
Santa Cruz CA 95060
Advisors at this office
2
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Thomas W
Series 66
Santa Cruz, CA
Wynn Capital Management, LLC
Thomas Wynn is the sole advisor at Wynn Capital Management, LLC in Santa Cruz, CA, holding a Series 66 designation with 23 years of industry experience. He has led Wynn Capital Management since 2002. Outside of his advisory role, Wynn is a member of Angels by the Sea, an investment group focusing on early-stage start-ups in the Santa Cruz area. Wynn Capital Management serves individuals, families, trusts, and various organizations with comprehensive financial planning and discretionary wealth management. The firm’s investment approach emphasizes broadly diversified, global portfolios using low-cost mutual funds and ETFs, incorporating institutional funds and customizable strategies such as options and socially responsible mandates.
Susan L
CFP®, Series 65
Santa Cruz, CA
Wynn Capital Management, LLC
Susan Landry is a CFP®-certified financial advisor with four years of industry experience. She is currently with Wynn Capital Management, LLC and was previously with Affinity Capital Advisors. Prior to her financial career, she worked as a journalist and writer. Wynn Capital Management serves individuals, families, trusts, pension and profit-sharing plans, charitable organizations, and business entities with comprehensive financial planning and discretionary wealth management. The firm employs a research-based investment approach focused on broadly diversified, global portfolios using low-cost mutual funds and ETFs, and incorporates institutional fund options and defined options strategies to manage risk and income.
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