Yankee Investor, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$11,000,300
Clients
39
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
39
HighAverage account size
$282,059
About
Yankee Investor serves individuals, high-net-worth individuals, trusts and estates in Massachusetts and other states, providing discretionary investment management alongside financial planning and consulting. The firm prepares customized portfolio strategies for each client and coordinates with outside specialists when appropriate.
The advisor follows a primarily long-term, fundamental analysis approach implemented mainly with low-cost mutual funds and ETFs, using bond ETFs to address fixed‑income needs while preserving liquidity; it will also utilize individual stocks, bonds and options when suited to a client’s objectives and may retain legacy positions. Accounts are managed on a discretionary basis with continuous personal contact and at least annual formal reviews to align allocations with clients’ goals and risk tolerances.
Operating as a single-advisor practice, Yankee Investor manages roughly $11 million across a compact client roster of under 50 households, reflecting a relatively concentrated, hands-on model compared with many peers. The firm participates in Schwab Advisor Services and discloses receipt of institutional platform benefits, and it maintains a Code of Ethics and supervisory reporting to mitigate potential conflicts from personal trading and custodian relationships.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Fee options
$0 - $250,000: 0.90% $250,000 - $5,000,000: 0.50% $5,000,000+: Negotiable
$250 per hour
Main office location
Yankee Investor, LLC
128 Union Street, Suite 502
New Bedford MA 02740, United States
Number of offices
1
Most active in
Yankee Investor, LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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