Yayati Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$1,963,719
Clients
3
Advisors
4
of 4 employees
About
Yayati Asset Management provides quantitative portfolio management to both institutional clients—typically as a subadviser or authorized agent to other advisers—and to individual investors and trusts through direct retail accounts. Its services include Custom Strategies, options‑based Overlay Solutions, and a menu of named YAM Strategies described in the brochure, including the VOLT overlay.
The firm emphasizes a model-driven approach that applies Modern Portfolio Theory, Black‑Scholes option pricing, optimization methodologies and a proprietary scalable platform to construct ETF- and stock-based portfolios. Several strategies explicitly incorporate exchange‑listed options (including FLEX options for the VOLT strategy), and certain retail strategies use margin to increase market exposure (the brochure describes target exposure of roughly 125% and leverage typically limited to about 25% for moderate risk profiles).
Compared with many peers, Yayati discloses and operationalizes features that are less common for team advisers: it documents use of derivatives and borrowing in separately managed strategies, employs interval funds in some YAM Strategies, and describes a tax‑focused VOLT approach intended to neutralize gains on concentrated stock positions. The brochure also directs readers to the firm’s websites (yayatiam.com and volt.yayatiam.com) and notes the firm presents hypothetical and performance results there, while also stating it does not provide financial‑planning or tax‑advice services.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
$0 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
Account minimum: $250,000
Main office
4930 Campus Dr
Newport Beach CA 92660
Advisors at this office
4
Most active in
California · New Jersey
Also doing business as
Yayati Asset Management, LLC · Yayati Ria LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Rajeev S
Series 65
Newport Beach, CA
Yayati Asset Management, LLC
Rajeev Sharan is a financial advisor at Yayati Asset Management, LLC, holding a Series 65 license with three years of industry experience. He is the majority owner of Yayati Inc., the holding company for Yayati Asset Management, and also works for Yayati LLC, the firm’s technology subsidiary. His prior experience includes roles at AssetMark and Hightree Advisors. Yayati Asset Management provides quantitative portfolio management to institutional clients and individual investors, utilizing a model-driven approach based on Modern Portfolio Theory and option pricing techniques. The firm offers custom strategies and options-based overlay solutions, incorporating derivatives and leverage in certain strategies.
Jeremiah C
Series 65
Newport Beach, CA
Yayati Asset Management, LLC
Jeremiah Chafkin is a financial advisor at Yayati Asset Management, LLC with three years of industry experience. He holds a Series 65 designation and previously worked with Retirement Income Advisors dba Preservation Capital Management and AssetMark Financial Holdings. Yayati Asset Management provides quantitative portfolio management to institutional clients and individual investors, utilizing model-driven strategies based on Modern Portfolio Theory, options pricing, and proprietary technology. The firm offers Custom Strategies, options-based Overlay Solutions, and named strategies including the VOLT overlay, incorporating derivatives and margin to achieve targeted market exposure.
John R
Series 66
Newport Beach, CA
Yayati Asset Management, LLC
John Ramey III is a financial advisor at Yayati Asset Management, LLC with 23 years of industry experience. He holds a Series 66 designation and has previously worked at firms including D.H. Hill Advisors, BlueArc Capital Management, and operates Ramey Capital, Inc. since 2015. Yayati Asset Management specializes in quantitative portfolio management for institutional clients, individual investors, and trusts. The firm uses a model-driven approach incorporating Modern Portfolio Theory, options strategies, and proprietary technology to construct ETF- and stock-based portfolios.
Joon H
Series 63, Series 65
Newport Beach, CA
Yayati Asset Management, LLC
Joon Hyon is a financial advisor at Yayati Asset Management, LLC with 18 years of industry experience. He holds the Series 63 and Series 65 designations and has worked previously at Savos Investments, AssetMark, Inc., and Genworth Financial Asset Management, Inc. Outside of his advisory role, he has an ownership interest in the holding company for Yayati and is involved in its technology subsidiary, spending about ten hours per week on those activities. Yayati Asset Management specializes in quantitative portfolio management for institutional clients, individual investors, and trusts. The firm uses a model-driven approach incorporating Modern Portfolio Theory, option pricing models, and optimization techniques to manage ETF- and stock-based portfolios, including strategies with derivatives and leverage.
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