A complete list of active advisors currently associated with YES Wealth Management

Warmer can help you find a great advisor at YES Wealth Management or one who fits your needs even better.

Yes Wealth Management provides discretionary investment management, financial planning, and retirement plan advisory services to individuals (including high net worth clients), trusts, estates, and retirement plans. The firm reports managing roughly $127 million for about 100 clients and offers plan-level services that can include acting as a 3(38) discretionary fiduciary for employer retirement plans. The brochure describes a primarily long‑term, risk‑managed asset allocation approach that uses fundamental analysis and constructs portfolios largely from ETFs and low‑cost mutual funds, while permitting individual stocks, bonds, and retained legacy positions where appropriate. It also states the firm may rebalance or trade for cash needs and, in separately managed accounts, employ derivatives as part of its risk‑management and hedging toolkit. Compared with many peers, the use of derivatives in separately managed accounts is an atypical feature of the firm’s stated investment program, and the firm discloses this alongside more conventional strategies. The brochure also discloses an institutional relationship with a major custodian that provides technology and support to the adviser — a benefit to the firm that the document notes can create potential conflicts of interest in custodial recommendations.

To learn more about the advisors currently working at YES Wealth Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.