YIM Investment Management, LLC

YIM Investment Management provides discretionary investment management and financial planning to a mix of individuals, trusts, estates, charitable organizations, and pension and profit‑sharing plans. The firm offers managed portfolios using ETFs, stocks, bonds and mutual funds, variable annuity and variable life subaccount management, and retirement plan management, and it also makes hourly financial planning available.

The firm describes an active, model‑based approach that blends fundamental, technical, cyclical, charting and proprietary quantitative analysis to select and weight holdings across risk‑based models (Income, Moderate, Moderate Growth, Growth). Accounts are monitored and rebalanced as market conditions change and the firm typically manages client accounts on a discretionary basis.

Distinctive features disclosed in the brochure include principals and associated persons who also act as registered representatives of a broker‑dealer and as licensed insurance and real estate agents, which can result in commission and insurance compensation in addition to advisory fees (clients are not required to use those services). YIM also uses an institutional custody platform that provides research and practice‑support services, and it manages an unusually large amount of discretionary assets relative to its advisory staffing—while serving both individual and institutional clients, including retirement plans and pension consulting.