Yiu Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Yiu Advisors, LLC is a newly formed SEC‑registered investment adviser that offers discretionary portfolio management and standalone financial planning services for individual clients. As reported in its brochure, the firm currently has no assets under management, no clients, and no active advisors registered with the SEC.
The firm documents client objectives and risk tolerances in an Investment Policy Statement and seeks discretionary authority to implement asset allocation, asset selection, and ongoing portfolio monitoring. Its stated methods include fundamental analysis and modern portfolio theory, and its investment strategies may include long‑term and short‑term trading as well as options, margin transactions, and short sales.
Distinctive for a firm in this category, Yiu Advisors discloses offering both fixed‑fee and hourly financial planning arrangements alongside asset‑based portfolio management, features that are uncommon among similar firms with no active advisors. The firm also notes it does not serve as a private fund adviser, recommends an institutional custodian (with potential access to custodial research and services), and does not participate in wrap‑fee programs.
Client services
Expertise
Fee options
1.00% annually
Hourly fees between $25 and $200 for financial planning
Fee-only: Fixed fees between $200 and $5,000 for financial plans
Main office
Daly City CA, United States
Offices (1)
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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