YLP Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
YLP Financial, LLC offers ongoing portfolio management and investment policy development primarily for individual and high‑net‑worth clients and charges asset‑based advisory fees. The firm sets an account minimum of $500,000 (subject to waiver) but reported no discretionary or non‑discretionary assets under management as of December 2025, indicating few or no active client accounts.
The firm’s investment process combines fundamental analysis, modern portfolio theory and technical analysis and employs long‑term strategies alongside options trading (including covered, uncovered and spread positions). Recommendations are generally limited to mutual funds, equities, fixed‑income, real estate funds, annuities, ETFs (including precious‑metal ETFs), TIPS and private placements; the firm seeks discretionary trading authority and provides quarterly account reviews.
Distinctive features include a single‑adviser operating model with the principal engaged in separate outside businesses that may offer accredited clients private co‑investment or M&A advisory opportunities, a relationship the brochure discloses as a potential conflict of interest. YLP Financial also requires clients to use a specific custodian (Charles Schwab), accepts certain soft‑dollar/institutional services from that custodian, does not aggregate block trades for multiple accounts, and uses riskier instruments such as uncovered options and private placements, which together set its operational and risk profile apart from many peers that manage pooled or institutional assets.
Client services
Expertise
Fee options
$500,000 - $4,999,999: 1.00% $5,000,000 - $9,999,999: 0.85% $10,000,000 - $24,999,999: 0.75% $25,000,000+: 0.65%
Account minimum: $500,000
Main office
Hermosa Beach CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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