Zefan & Company, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Occidental Wealth, the trade name of Zefan & Company, LLC, provides discretionary portfolio management primarily to individuals, high‑net‑worth clients, trusts, estates and business entities that meet eligibility for performance‑based arrangements. The firm charges asset‑based management fees and, where permitted, performance‑based compensation as described in client agreements.
The firm follows a top‑down investment process that evaluates macroeconomic conditions, industry trends and company fundamentals to tailor portfolios to each client’s objectives and risk tolerance, using both capital‑preservation and growth/equity‑oriented strategies. Investment implementation may include sector‑focused equity baskets, ETFs, U.S. government securities and the use of options or other derivatives for hedging and risk management, and accounts are managed on a discretionary basis.
Distinctive aspects of the firm include its willingness to use performance‑based fee arrangements subject to a high‑water mark and eligibility requirements, which the brochure highlights as central to the firm’s client selection and conflict‑management policies. The firm is newly established and currently reports no assets under management, and its principal has a substantial outside employment in financial data work — a disclosed outside activity the firm says it manages through client limits, scheduling and written disclosure.
Client services
Expertise
Fee options
No minimum stated+: 0.50% to 1.50% annually (negotiable per client)
Up to 20% of net profits above applicable high-water mark
Account minimum: $1,000,000 (or net worth of $2,000,000 for natural persons including jointly held assets with spouse)
Main office
Fairfax VA
Advisors at this office
1
Most active in
Virginia
Also doing business as
Occidental Wealth · Zefan & Company, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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