Zulu Dreams Capital LLC

Zulu Dreams Capital LLC provides ongoing portfolio management and investment advisory services to individual clients, documenting client goals and constraints in an Investment Policy Statement and generally managing accounts on a discretionary basis. The firm’s brochure notes it serves individual investors (with no account minimum) and uses asset-based advisory fees billed in arrears.

The firm’s investment process blends charting, cyclical, fundamental and quantitative analysis and employs both long-term and short-term trading strategies, with allowable investments that include mutual funds, equities, fixed income, ETFs (including precious-metal ETFs), commodities and non‑U.S. securities. Zulu Dreams requires clients to custody assets at Interactive Brokers, creates tailored IPSs for each client, and discloses the potential receipt of soft‑dollar research or services from custodians.

Noteworthy items in the brochure that differentiate the firm from many peers are a reported significant non‑U.S. client base and an admission that the firm advertises hypothetical performance—both features the firm acknowledges and that are uncommon among similar advisers; the brochure also indicates the firm does not market to high‑net‑worth clients. The document discloses the firm’s small scale (two advisors, about $7.5 million in AUM across roughly 22 accounts) and an owner’s outside business as a tennis coach with specified time commitments and compensation, details that may affect its capacity and conflicts management.