Zuwa Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Zuwa Financial LLC provides investment management and financial planning services to individuals, high‑net‑worth clients, and business clients. The firm offers portfolio management billed as a percentage of assets and a range of planning engagements, including comprehensive retainer plans, fixed‑fee projects, and hourly advice.
The firm typically implements passive, asset‑allocation portfolios using index mutual funds and ETFs and works with third‑party outside managers and the Betterment for Advisors platform to execute and custody client assets. Most accounts are managed on a non‑discretionary basis, with Zuwa assisting clients in allocation and manager selection, conducting due diligence, and performing quarterly reviews rather than exercising trading authority.
What is distinctive about the firm is the owner’s concurrent accounting/tax practice and credentialing, which the firm discloses as an ongoing business activity and which supports integrated tax planning and coordination with tax professionals — a setup that is uncommon among peers. The practice is small in scale (roughly $740,000 in AUM across about 20 client relationships) and combines client‑directed investment arrangements with ongoing planning retainers and outside manager oversight.
Client services
Expertise
Fee options
$600 fixed fee for project-based or quick-start financial planning session, negotiable
$0 - $100,000: 1.50% $100,001 - $250,000: 1.00% $250,001 - $1,000,000: 0.75% $1,000,001+: 0.50%
$100.00 to $200.00 per hour, depending on service complexity
Main office
4400 State Hwy 121, Suite 300/#351
Lewisville TX 75056
Advisors at this office
1
Most active in
Texas
Also doing business as
Zuwa Financial LLC · Zuwa Tax Consulting LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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