ZYC Investment LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
ZYC Investment provides comprehensive portfolio management, financial planning, and retirement plan and employee benefit consulting through its advisory services. Like many investment managers, the firm may charge percentage-of-assets-under-management fees for some services and also offers non-AUM billing options such as hourly and flat fees for planning and pension consulting.
The firm’s investment process is overseen by an investment committee that combines quantitative, fundamental and global macro analysis to develop strategic asset allocations across multiple time horizons and may manage client accounts on a discretionary basis under written agreements. For planning engagements the firm delivers written summaries of a client’s financial situation and recommendations, and it monitors accounts daily with at least monthly reviews and custodian-provided account statements.
What is distinctive for ZYC Investment is the combination of institutional pension and retirement-plan consulting alongside individual wealth-management services, including both non‑high‑net‑worth and high‑net‑worth clients, and its practice of referring clients to third‑party money managers for which the firm receives ongoing compensation. The brochure also discloses operational features that differ from many peers — such as requiring clients to use a specified broker‑dealer for execution and receiving research or other soft‑dollar benefits from broker/dealers — which the firm identifies as potential conflicts and addresses in its disclosures.
Client services
Expertise
Fee options
Flat fees generally range from $2,500 to $20,000 for financial planning and consulting; Flat fees range from $750 to $10,000 for pension consulting
Hourly fees begin at $150 for financial advice
Fee-only: Hourly fees begin at $150; Flat fees range from $2,500 to $20,000 for financial planning and consulting; Flat fees range from $750 to $10,000 for pension consulting
Main office
Newburgh IN
Advisors at this office
1
Most active in
Indiana
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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