Adam Carlin
Advisor at Cetera — Romney, WV
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65
Experience Industry experience
9 years
Location
Romney, WV 26757
Cetera
Institution
About
Adam Carlin is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and 9 years of industry experience. He has worked at Avantax Advisory Services and operates his own CPA firm focused on business management, tax preparation, bookkeeping, and general accounting. Carlin is also involved in his local community as a member of the Rotary Club of Romney, West Virginia. Cetera Investment Advisers LLC serves a broad client base including individuals, retirement plans, corporate and charitable clients, and institutions, offering a range of portfolio management and financial planning services through a nationwide network of independent advisors.
Client services
Based on Cetera
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Based on Cetera
Wealth management
Tax-loss harvesting
Retirement plans for business owners (SEP, solo 401k)
Business exit / sale strategy
Fee options
Flat fees may be charged for financial planning and consulting services as negotiated with advisor.
$0 - $250,000: up to 2.90% $250,001 - $500,000: up to 2.90% $500,001 - $1,000,000: up to 2.70% $1,000,001 - $2,000,000: up to 2.00% $2,000,001+: up to 1.50%
Advisors may be registered representatives and licensed insurance agents earning commissions on securities and insurance products.
Consulting and financial planning services may be charged on an hourly rate basis, ranges not specifically stated.
Account minimum: $5,000 Fee-only: Flat fees for financial planning and consulting services; hourly fees for financial planning and consulting according to client agreement; fees negotiated with advisor.
Location
See officeRomney, WV
90 S Marsham St
Romney WV 26757
Advisors at this office
1
Map unavailable
Most active in
Adam C has reported serving >5 clients in these states in the last 12 months.
West Virginia
Work history
9 years of industry experience
Cetera Wealth Services, LLC
2025 - Present • 1 year
Romney, WV
Cetera
2025 - Present • 1 year
Schaumburg, IL
Adam M. Carlin CPA, PLLC
2022 - Present • 4 years
Romney, WV
Avantax Advisory Services
2018 - 2025 • 7 years
Romney, WV
Avantax Insurance Agency, LLC
2017 - 2025 • 8 years
Romney, WV
Avantax Investment Services, Inc.
2016 - 2025 • 9 years
Romney, WV
West of Virginia LLC
2015 - Present • 11 years
Augusta, WV
William A Lipps CPA PLLC
2009 - Present • 17 years
Romney, WV
Disclosures
Disclosures are events advisors must report to regulators, such as customer complaints, regulatory actions, employment separations, bankruptcies, and criminal or civil proceedings. A disclosure may be pending or contested, or settled for business reasons with no admission or finding of wrongdoing.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Mason R
Series 66
Romney, WV
OSAIC Institutions, INC.
Mason Roach is a financial advisor with OSAIC Institutions, Inc., holding a Series 66 designation and beginning his advisory career in 2026. Prior to joining OSAIC, he worked at The Bank of Romney, US Cellular/ANW Wireless, and Kroger. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, access to alternative investments, and lending solutions, operating through a hybrid adviser/broker-dealer model.
Jessica S
Series 63, Series 66
Keyser, WV
Edward Jones
Jessica Sowers is a financial advisor with Edward Jones in Keyser, WV, holding Series 63 and Series 66 licenses and bringing 18 years of industry experience. She has been with Edward Jones since 2011. Outside of her advisory role, she serves as a board member for Catamount Children’s Center and is the board president of WV Playmakers, a nonprofit youth football team. She is also a part owner of a rustic furniture business, The Rustic Edge. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of advisory programs and investment options. The firm manages approximately $1.01 trillion in assets and operates a large national network of financial advisors and branch offices.
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