Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 66
Experience Industry experience
< 1 year
Location
Romney, WV 26757
OSAIC Institutions, INC.
Enterprise
Mason Roach is a financial advisor with OSAIC Institutions, Inc., holding a Series 66 designation and beginning his advisory career in 2026. Prior to joining OSAIC, he worked at The Bank of Romney, US Cellular/ANW Wireless, and Kroger. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, access to alternative investments, and lending solutions, operating through a hybrid adviser/broker-dealer model.
Based on OSAIC Institutions, INC.
Fixed or flat fees for financial planning and consulting services up to $25,000 or more for high net worth individuals.
$0+: Up to 2.50%, negotiable (maximum advisory fee) for customized advisory services $0+: Up to 1.25% for ERISA plan services, negotiable $10,000+: Minimum for AMP wrap fee program $5,500+: Minimum for UMA wrap fee program
Commissions earned by IARs when selling securities or insurance products as broker-dealer representatives; may receive trail fees and other compensation.
Hourly fees generally range from $50 to $750 per hour for financial planning and consulting services.
Minimum fee: Fixed or flat fees for financial planning and consulting services generally range up to $25,000, can exceed for high net worth individuals; hourly fees generally range from $50 - $750 per hour, not exceeding $25,000 annually. Fee-only: Financial planning and consulting services offered for fixed fees or hourly charges; no commissions charged for these advisory services.
Romney, WV
95 E Main St
Romney WV 26757
Advisors at this office
1
West Virginia
< 1 year of industry experience
Osaic Institutions
2026 - Present • 1 year
Romney, WV
The Bank of Romney
2023 - Present • 3 years
Romney, WV
US Cellular/ANW Wireless
2020 - 2023 • 3 years
Cumberland, MD
Kroger
2020 - 2020 • 1 year
Morgantown, WV
School/Unemployed
2016 - 2020 • 4 years
Romney, WV
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 63, Series 65
Romney, WV
Cetera
Adam Carlin is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and 9 years of industry experience. He has worked at Avantax Advisory Services and operates his own CPA firm focused on business management, tax preparation, bookkeeping, and general accounting. Carlin is also involved in his local community as a member of the Rotary Club of Romney, West Virginia. Cetera Investment Advisers LLC serves a broad client base including individuals, retirement plans, corporate and charitable clients, and institutions, offering a range of portfolio management and financial planning services through a nationwide network of independent advisors.
Series 63, Series 66
Keyser, WV
Edward Jones
Jessica Sowers is a financial advisor with Edward Jones in Keyser, WV, holding Series 63 and Series 66 licenses and bringing 18 years of industry experience. She has been with Edward Jones since 2011. Outside of her advisory role, she serves as a board member for Catamount Children’s Center and is the board president of WV Playmakers, a nonprofit youth football team. She is also a part owner of a rustic furniture business, The Rustic Edge. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of advisory programs and investment options. The firm manages approximately $1.01 trillion in assets and operates a large national network of financial advisors and branch offices.
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