Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 66
Experience Industry experience
2 years
Location
Shelby, MI
FIFTH THIRD SECURITIES, Inc.
Enterprise
Anton Berishaj is a Series 66 licensed advisor at Fifth Third Securities, Inc. with two years of industry experience. He has worked at Ameriprise, Comerica Securities, and Comerica Bank prior to joining Fifth Third Securities. Berishaj also has outside employment as a Client Service Associate with Comerica Financial Advisors. Fifth Third Securities, Inc. serves individual and institutional clients through both investment advisory and brokerage channels, offering a variety of investment programs including mutual fund and ETF models, separately managed accounts, and direct indexing. The firm is a wholly owned subsidiary of Fifth Third Bank and supports a broad client base with approximately $10.9 billion in assets under management.
Based on FIFTH THIRD SECURITIES, Inc.
Based on FIFTH THIRD SECURITIES, Inc.
$0 - $250,000: 1.50% $250,001 - $500,000: 1.35% $500,001 - $750,000: 1.25% $750,001 - $1,000,000: 1.10% $1,000,001 - $2,000,000: 1.00% $2,000,001+: 0.80%
Account minimum: $10,000 (Passageway Focus Program minimum; other programs range from $50,000 to $100,000)
Shelby, MI
Shelby MI
Advisors at this office
1
Michigan
2 years of industry experience
FIFTH THIRD SECURITIES
2026 - Present • 1 year
Bloomfield Hills, MI
Ameriprise
2023 - 2026 • 3 years
Farmington, MI
Comerica Securities, Inc.
2021 - 2023 • 2 years
Farmington, MI
COMERICA BANK
2018 - 2021 • 3 years
Rochester Hills, MI
UnEMPLOYED
2018 - 2018 • 1 year
Shelby Twp, MI
STUDENT
2013 - 2018 • 5 years
Shelby Twp, MI
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
CFP®
Pentwater, MI
William Mack & Associates Inc
Frank Arvai is a CFP® professional with 15 years of industry experience. He has worked at William Mack & Associates, Inc. since 2019 and previously held positions at Mutual Fund Management Co. and Arvai & Associates. He has also served as an independent contractor-consultant during a firm transition period. William Mack & Associates is a multi-team registered investment adviser serving individual and institutional clients, including non-high-net-worth and high-net-worth individuals, retirement plans, trusts, and charitable organizations. The firm emphasizes diversification, tax efficiency, and low-cost funds through a range of model strategies, managing over $1 billion in discretionary assets across approximately 950 accounts.
Series 66
Mears, MI
Cetera
Austin Garcia is a financial advisor with Cetera, holding a Series 66 designation and eight years of industry experience. His prior work includes roles at Edward Jones, West Shore Bank, and FiveCAP, Inc. Garcia is active in his community, serving as vice president of the Hart Rotary Club and holding board positions with the Shelby Optimist and Silver Lake Sand Dunes Area Chamber of Commerce. Cetera Investment Advisers LLC is an SEC-registered firm that serves individual, corporate, charitable, and institutional clients nationwide. The firm offers a range of portfolio management and consulting services through a multi-manager platform, supporting various account structures and investment strategies.
Series 66
Hart, MI
UBS Financial Services
Jeffrey Brecht is a financial advisor at UBS Financial Services with 23 years of industry experience. He holds a Series 66 designation and has previously worked at Bank of America and Merrill. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services and utilizes proprietary research to tailor investment strategies.
Series 63, Series 66
Shelby, MI
LPL Financial
James Stovall is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and bringing 27 years of industry experience. He has been with LPL Financial Services since 2009 and also maintains a long-term association with Shelby State Bank since 2005. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations nationwide. The firm offers a range of advisory programs, financial planning, and brokerage services, utilizing both discretionary and non-discretionary management supported by research and model portfolios.
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