Advisor at Valley Wealth Strategies, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Brawley, CA 92227
Credentials
Series 66
Industry experience
20 years
Broc Wavra is a financial advisor with Valley Wealth Strategies, LLC, holding a Series 66 credential and over 20 years of industry experience. He has worked with LPL Financial LLC since 2017 and has been associated with Zuk Financial Group since 2011. Outside of his advisory roles, he works part-time as a paralegal at Citadel Law Offices. Valley Wealth Strategies, LLC serves individuals, families, trusts, small businesses, charitable organizations, and retirement plans by providing customized investment management and financial planning. The firm employs a primarily long-term investment approach supplemented by fundamental, technical, and cyclical analysis, and manages approximately $1.2 billion in assets with a notable portion handled on a non-discretionary basis.
Based on Valley Wealth Strategies, LLC
Based on Valley Wealth Strategies, LLC
Fixed fee engagements negotiated based on expected hours; specific amounts not stated
$0 - $500,000: 1.25% $500,000 - $1,500,000: 1.00% $1,500,000 - Negotiable: Negotiable
Up to $500 per hour
560 N 8 Th St, Suite D
Brawley, CA 92227
California
LPL Financial
2017 - Present (9 years)
Valley Wealth Strategies, LLC
2017 - Present (9 years)
Zuk Financial Group
2011 - Present (15 years)
National Planning Corporation
2011 - 2017 (6 years)
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Is active or affiliated with:
Insurance agent
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Is not active or affiliated with:
Broker-dealer / trader
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Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63
Brawley, CA
LPL Financial
Dale Howard is a financial advisor with LPL Financial in Brawley, CA, holding a Series 63 license and 38 years of industry experience. He has been with LPL Financial since 1993. Outside of his advisory role, he serves as president of KD Howard Investments, Inc., an S corporation under which he conducts business alongside his LPL affiliation. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a variety of investment solutions supported by an in-house research team and a large network of investment adviser representatives.
Series 66
El Centro, CA
J.P. Morgan Securities
Paul Ochoa is a financial advisor at J.P. Morgan Securities with three years of industry experience. He holds a Series 66 designation and has worked at JPMorgan Chase Bank, N.A. and Navy Federal Credit Union among other firms. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting. The firm combines large institutional advisory operations with affiliated brokerage and investment management capabilities, delivering services on a non-discretionary basis.
CFP®, Series 66
Brawley, CA
LPL Financial
Trisha Howse is a CFP® professional with 25 years of experience in the financial services industry. She has worked at LPL Financial since 2011 and has been affiliated with Uvest Financial Services Group since 2003. Howse operates a DBA, Valley Financial Management, under her LPL business. LPL Financial serves a diverse client base including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of advisory and brokerage services supported by an in-house Research team and a large network of investment adviser representatives.
Series 63, Series 66
El Centro, CA
J.P. Morgan Securities
Tito Gutierrez is a financial advisor with J.P. Morgan Securities, holding Series 63 and Series 66 credentials and 15 years of industry experience. He has been with J.P. Morgan Securities since 2012 and has worked at JPMorgan Chase Bank, N.A. since 2010. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting. The firm combines large institutional advisory operations with brokerage, distribution, and investment management capabilities.
Series 63, Series 66
Brawley, CA
LPL Financial
Francisco Cossio Franco is a financial advisor with LPL Financial in Brawley, CA, holding Series 63 and Series 66 licenses and 13 years of industry experience. He previously worked at Unionbanc Investment Services and Union Bank from 2010 to 2020. Outside of his advisory role, he is involved in ride-sharing and auto leasing and is a commissioned notary public. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a wide range of financial planning and asset management solutions supported by an in-house research team and delivers services through a large network of investment adviser representatives.
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