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Brock Matthew Alspaugh

Advisor at Alspaugh Wealth Management — Cape Girardeau, MO

Updated today

Credentials

Series 66

Experience

24 years

Location

Cape Girardeau, MO 63701

Alspaugh Wealth Management logo

Alspaugh Wealth Management

Supported

Total advisors

4

Clients per advisor

20 Low

Avg AUM per client

$706,962 Typical

HNW client ratio

16% Low

About

Brock Alspaugh is a financial advisor with Alspaugh Wealth Management in Cape Girardeau, MO, holding a Series 66 designation and 24 years of industry experience. He founded Alspaugh Wealth Management in 2013 and previously worked at Taylor Capital Management Inc. from 2013 to 2018. Outside of advising, he has been involved with Innovative Insurance Consultants, an insurance products sales business, since 2008. Alspaugh Wealth Management serves individual and high-net-worth clients by providing discretionary asset management, financial planning, and ERISA 3(21) retirement-plan services. The firm employs a range of investment methods and delegates portfolio management for some accounts while maintaining oversight and conducts regular account reviews and client reporting.

Client services

Based on Alspaugh Wealth Management

Financial planning Portfolio management Pension consulting Selection of other advisers Newsletters or periodicals Educational seminars or workshops

Expertise

Based on Alspaugh Wealth Management

Retirement plans for business owners (SEP, solo 401k) Wealth management Private / alternative investments

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Fee options

Fixed

$300 annual fee for Client Directed Accounts; financial planning fixed fees up to $20,000

Percentage

$50,000 - $500,000: 1.70% $500,001 - $1,000,000: 1.40% $1,000,001 - $2,000,000: 1.20% $2,000,001 - $3,000,000: 1.00% $3,000,001 - $4,000,000: 0.85% $4,000,001 - $7,000,000: 0.75% $7,000,000 - $10,000,000: 0.65% $10,000,001+: 0.50%

Subscriptions

Quarterly technology fee of $15 per account or investment strategy

Other

Account minimum: $50,000 Minimum fee: $300 annual fee for Client Directed Accounts Fee-only: Fixed fees for financial planning up to $20,000 (negotiable)

Location

Cape Girardeau, MO

1923 North Kingshighway, Suite 4

Cape Girardeau MO 63701

Advisors at this office

4

Most active in

Illinois · Louisiana · Missouri · Texas

Work history

24 years of industry experience

Alspaugh Wealth Management, LLC

2013 - Present • 13 years

Cape Girardeau, MO

Alspaugh Wealth Management, LLC

2013 - 2026 • 13 years

Cape Girardeau, MO

Taylor Capital Management Inc.

2013 - 2018 • 5 years

Girardeau, MO

SEMO Asphalt Shingle Recycling, LLC

2011 - 2017 • 6 years

Cape Girardeau, MO

Unique Baby, LLC

2010 - Present • 16 years

Cape Girardeau, MO

Innovative Insurance Consultants, LLC

2008 - Present • 18 years

Cape Girardeau, MO

Transamerica Financial Advisors

2007 - 2008 • 1 year

Cetera Wealth Services, LLC

2002 - 2007 • 5 years

Cape Girardeau, MO

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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John H

Series 65

Cape Girardeau, MO

Strategic Investment Advisors, Ltd.

John Hillin is a financial advisor at Strategic Investment Advisors, Ltd. in Cape Girardeau, MO, holding a Series 65 designation with 26 years of industry experience. He has been with Strategic Investment Advisors since 1998 and also operates HILLIN AND COMPANY, PC. Strategic Investment Advisors, Ltd. manages approximately $78.5 million in discretionary assets for individuals, retirement plans, trusts, charitable organizations, corporations, and small businesses. The firm employs a long-term, asset-allocation investment approach based on Modern Portfolio Theory, utilizing passively managed mutual funds and third-party model portfolios, while providing comprehensive financial planning and employee benefit advisory services.

Passive / index investing General retirement planning College savings (529s, UTMA, etc.) General tax planning
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Kyle H

Series 65

Cape Girardeau, MO

Alspaugh Wealth Management

Kyle Hylla is a financial advisor with Alspaugh Wealth Management in Cape Girardeau, MO. He holds a Series 65 designation and has one year of industry experience. Prior to joining Alspaugh Wealth Management, he worked at Innovative Insurance Consultants, LLC, First Midwest Bank, Parkside Financial Bank & Trust, Lockton Companies, and MRV Banks. Alspaugh Wealth Management serves individual and high-net-worth clients offering discretionary asset management, financial planning, and retirement-plan services. The firm employs a range of investment methods and collaborates with co-advisors and sub-advisors while maintaining a focus on participant education and technology-supported performance reporting.

Retirement plans for business owners (SEP, solo 401k) Wealth management Private / alternative investments
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Jason L

Series 65

Cape Girardeau, MO

Alspaugh Wealth Management

Jason Lee is a financial advisor at Alspaugh Wealth Management with six years of industry experience. He holds a Series 65 license and has worked at Alspaugh Wealth Management since 2020. In addition to his advisory role, Lee operates an insurance agency, Innovative Insurance Consultants, based in Cape Girardeau, Missouri. Alspaugh Wealth Management serves individual and high-net-worth clients, offering discretionary asset management, financial planning, and retirement-plan services. The firm uses a variety of investment methods and works with co-advisors and sub-advisors to manage client portfolios, conducting regular account reviews and providing technology-supported performance reporting.

Retirement plans for business owners (SEP, solo 401k) Wealth management Private / alternative investments
user avatar

Tracy P

Series 65

Cape Girardeau, MO

Alspaugh Wealth Management

Tracy Pelczynski is a financial advisor at Alspaugh Wealth Management with a Series 65 designation. She has been with the firm since 2023 and previously worked at SoutheastHEALTH for 28 years. Alspaugh Wealth Management serves individual and high-net-worth clients by providing discretionary asset management, financial planning, and ERISA 3(21) retirement-plan services. The firm employs a mix of investment methods and works with co-advisors and sub-advisors to manage portfolios, offering regular account reviews and performance reporting.

Retirement plans for business owners (SEP, solo 401k) Wealth management Private / alternative investments
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Clay E

Series 63, Series 66

Jackson, MO

Stone House Investment Management, LLC

Clay Eubanks is a financial advisor with Stone House Investment Management, LLC, holding Series 63 and Series 66 designations and five years of industry experience. Prior to joining Stone House, he spent 15 years at Procter and Gamble and held various roles within Thrivent Financial and Thrivent Investment Management Inc. Stone House Investment Management provides discretionary investment management and modular financial planning services to individuals, trusts, estates, charitable organizations, corporations, and other advisers. The firm employs a range of model and separately managed strategies, uses active trading techniques, and offers specialty solutions including third-party manager oversight, managing over $840 million in discretionary assets as of the end of 2025.

Retirement income strategy Income planning Active portfolio management Concentrated stock management Retired Founder/Business Owner Executive
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Kerry L

Series 63, Series 65

Cape Girardeau, MO

Tactive Advisors, LLC

Kerry Lang is a financial advisor with Tactive Advisors, LLC in Cape Girardeau, MO, holding Series 63 and Series 65 licenses and bringing 20 years of industry experience. His prior roles include positions at Strategy Marketplace LLC, Mainstreet RIA LLC, PlanMember Securities Corporation, and Forrest T. Jones & Co. Lang also operates as a sole proprietor, engaging in insurance sales focused on annuity and life insurance products. Tactive Advisors serves individuals, trusts, businesses, employee benefit plans, and institutional investors, including other advisor-managed portfolios. The firm employs a Black-Litterman framework for constructing blended model portfolios and offers portfolio management through a robo-advisor platform combined with sub-advisory and TAMP services.

Active portfolio management Factor investing / smart beta Options & derivatives strategies
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