Alspaugh Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Alspaugh Wealth Management serves individual and high-net-worth clients and provides discretionary asset management, financial planning, ERISA 3(21) retirement-plan services, and client-directed account support. The firm also arranges co-advisor and sub-advisor relationships and maintains legacy referral arrangements with third‑party money managers.
The firm manages accounts on a discretionary basis using client-specific investment policy statements and a mix of methods (fundamental, technical, charting and cyclical analysis) across long‑ and short‑term strategies. AWM delegates portfolio management to sub‑advisors or a named co‑advisor for some mandates, retains authority to select models and execute trades, and conducts at least monthly account reviews with regular quarterly reporting.
Distinctive aspects include a documented role in participant education and group enrollment meetings for retirement plans and regular technology‑supported quarterly performance reporting, services the brochure highlights beyond typical asset management. The firm’s principal also maintains a licensed insurance practice and AWM shares economics with its co‑advisor through negotiated fee splits and an incentive arrangement; these relationships and potential conflicts are disclosed in the brochure and addressed by the firm’s fiduciary procedures while AWM manages roughly $55.9 million for a small, four‑person team.
Client services
Expertise
Fee options
$300 annual fee for Client Directed Accounts; financial planning fixed fees up to $20,000
$50,000 - $500,000: 1.70% $500,001 - $1,000,000: 1.40% $1,000,001 - $2,000,000: 1.20% $2,000,001 - $3,000,000: 1.00% $3,000,001 - $4,000,000: 0.85% $4,000,001 - $7,000,000: 0.75% $7,000,000 - $10,000,000: 0.65% $10,000,001+: 0.50%
Quarterly technology fee of $15 per account or investment strategy
Account minimum: $50,000 Minimum fee: $300 annual fee for Client Directed Accounts Fee-only: Fixed fees for financial planning up to $20,000 (negotiable)
Main office
1923 North Kingshighway, Suite 4
Cape Girardeau MO 63701
Advisors at this office
4
Most active in
Illinois · Louisiana · Missouri · Texas
Also doing business as
Alspaugh Wealth Management · Alspaugh Wealth Management, LLC · Innovative Financial Planners · Innovative Financial Planners, LLC · Innovative Financial Solutions
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Kyle H
Series 65
Cape Girardeau, MO
Alspaugh Wealth Management
Kyle Hylla is a financial advisor with Alspaugh Wealth Management in Cape Girardeau, MO. He holds a Series 65 designation and has one year of industry experience. Prior to joining Alspaugh Wealth Management, he worked at Innovative Insurance Consultants, LLC, First Midwest Bank, Parkside Financial Bank & Trust, Lockton Companies, and MRV Banks. Alspaugh Wealth Management serves individual and high-net-worth clients offering discretionary asset management, financial planning, and retirement-plan services. The firm employs a range of investment methods and collaborates with co-advisors and sub-advisors while maintaining a focus on participant education and technology-supported performance reporting.
Jason L
Series 65
Cape Girardeau, MO
Alspaugh Wealth Management
Jason Lee is a financial advisor at Alspaugh Wealth Management with six years of industry experience. He holds a Series 65 license and has worked at Alspaugh Wealth Management since 2020. In addition to his advisory role, Lee operates an insurance agency, Innovative Insurance Consultants, based in Cape Girardeau, Missouri. Alspaugh Wealth Management serves individual and high-net-worth clients, offering discretionary asset management, financial planning, and retirement-plan services. The firm uses a variety of investment methods and works with co-advisors and sub-advisors to manage client portfolios, conducting regular account reviews and providing technology-supported performance reporting.
Tracy P
Series 65
Cape Girardeau, MO
Alspaugh Wealth Management
Tracy Pelczynski is a financial advisor at Alspaugh Wealth Management with a Series 65 designation. She has been with the firm since 2023 and previously worked at SoutheastHEALTH for 28 years. Alspaugh Wealth Management serves individual and high-net-worth clients by providing discretionary asset management, financial planning, and ERISA 3(21) retirement-plan services. The firm employs a mix of investment methods and works with co-advisors and sub-advisors to manage portfolios, offering regular account reviews and performance reporting.
Brock A
Series 66
Cape Girardeau, MO
Alspaugh Wealth Management
Brock Alspaugh is a financial advisor with Alspaugh Wealth Management in Cape Girardeau, MO, holding a Series 66 designation and 24 years of industry experience. He founded Alspaugh Wealth Management in 2013 and previously worked at Taylor Capital Management Inc. from 2013 to 2018. Outside of advising, he has been involved with Innovative Insurance Consultants, an insurance products sales business, since 2008. Alspaugh Wealth Management serves individual and high-net-worth clients by providing discretionary asset management, financial planning, and ERISA 3(21) retirement-plan services. The firm employs a range of investment methods and delegates portfolio management for some accounts while maintaining oversight and conducts regular account reviews and client reporting.
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