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Charles David Appleton

Advisor at Cetera — Warrensburg, MO S Holden

Updated today

Credentials

CFP®, Series 66

Experience

15 years

Location

Warrensburg, MO 64093

Cetera logo

Cetera

Institution

Total advisors

10,217

Across 5,124 offices

Clients per advisor

78 Low

Avg AUM per client

$306,089 Low

HNW client ratio

10% Low

About

Charles Appleton is a financial advisor with Cetera, holding CFP® and Series 66 credentials and 15 years of industry experience. He has worked with Cetera and its affiliates since 2014 and is also co-owner of Murdock Banner Financial Group LLC. Outside of finance, he is a musician, performing as a rhythm guitarist and background vocalist in the Travis Gibson Band. Cetera Investment Advisers LLC serves individual, corporate, charitable, and institutional clients through a nationwide network of independent advisors. The firm offers a range of portfolio management and retirement services, employing a multi-manager platform with various program structures and investment strategies.

Client services

Based on Cetera

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Cetera

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Occupation focus

Based on Cetera

Founder/Business Owner Executive

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Fee options

Fixed

Flat fees may be charged for financial planning and consulting services as negotiated with advisor.

Percentage

$0 - $250,000: up to 2.90% $250,001 - $500,000: up to 2.90% $500,001 - $1,000,000: up to 2.70% $1,000,001 - $2,000,000: up to 2.00% $2,000,001+: up to 1.50%

Commissions

Advisors may be registered representatives and licensed insurance agents earning commissions on securities and insurance products.

Project-based

Consulting and financial planning services may be charged on an hourly rate basis, ranges not specifically stated.

Other

Account minimum: $5,000 Fee-only: Flat fees for financial planning and consulting services; hourly fees for financial planning and consulting according to client agreement; fees negotiated with advisor.

Location

See office

Warrensburg, MO S Holden

206 S Holden

Warrensburg MO 64093

Advisors at this office

7

Most active in

Missouri · Texas

Work history

15 years of industry experience

Cetera

2024 - Present • 2 years

Schaumburg, IL

Murdock Banner Financial Group LLC

2020 - Present • 6 years

Warrensburg, MO

Cetera ADVISORS LLC

2014 - Present • 12 years

Denver, CO

Travis Gibson Band

2012 - Present • 14 years

Warrensburg, MO

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Steven F

Series 63, Series 65, Series 66

Warrensburg, MO

Fortitude Advisory Group L.L.C.

Steven Farr is a financial advisor at Fortitude Advisory Group L.L.C. with 19 years of industry experience. He holds the Series 63, Series 65, and Series 66 designations and previously worked at Edward Jones. Outside of his advisory work, he is the owner of businesses in advertising and other ventures. Fortitude Advisory Group provides investment advisory and financial planning services primarily to individual investors and retirement accounts, as well as employee retirement plans, charitable organizations, and business entities. The firm delivers tailored recommendations based on clients’ goals, risk tolerances, and time horizons through a team-based approach.

Retirement plans for business owners (SEP, solo 401k)
user avatar

Adelaide Bianca D

Series 65

Warrensburg, MO

Snider Financial Group

Adelaide Bianca David is a financial advisor with Snider Financial Group, holding a Series 65 credential and one year of industry experience. Her prior roles include positions at LPL Financial LLC and WestPac Wealth Partners, as well as experience with SeaWorld Parks & Entertainment and San Diego State University. Snider Financial Group provides personalized financial planning and discretionary investment management to individuals, trusts, estates, charitable organizations, and small businesses. The firm manages approximately $550 million in regulatory assets across about 514 clients, offering comprehensive services that include retirement and tax planning, insurance review, and portfolio management through custodial platforms and third-party managers.

General retirement planning College savings (529s, UTMA, etc.)
user avatar

Kayla H

Series 63, Series 65

Warransburg, MO

First Command Advisory Services

Kayla Hemmesch is a financial advisor with First Command Advisory Services holding Series 63 and Series 65 licenses. She has prior experience in the United States Air Force from 2016 to 2026 and joined First Command in 2025. First Command Advisory Services, Inc. is an SEC-registered investment adviser serving individuals, corporate, and charitable clients, with a focus on active-duty service members and their families. The firm offers financial planning and multiple wrap-fee asset management programs managed by a centralized Investment Management Team and Wealth Portfolio Managers.

Passive / index investing Active portfolio management Retirement income strategy Tax-loss harvesting ESG / Sustainable investing Self-Employed Young Professionals
user avatar

Christopher B

Series 63, Series 65

Warrensburg, MO

First Command Advisory Services

Christopher Brockway is a financial advisor with First Command Advisory Services, holding Series 63 and 65 licenses and two years of industry experience. He has been affiliated with multiple divisions of First Command since 2023 and concurrently serves full time in the Missouri Air National Guard. Outside of his advisory work, Brockway owns and operates a regional racing team, Chris Brockway Racing, which competes in events around Missouri and Kansas. First Command Advisory Services is an SEC-registered investment adviser serving individuals, corporate, and charitable clients, with a focus on active-duty service members and their families. The firm offers financial planning and various wrap-fee asset management programs managed by a centralized Investment Management Team and Wealth Portfolio Managers.

Passive / index investing Active portfolio management Retirement income strategy Tax-loss harvesting ESG / Sustainable investing Self-Employed Young Professionals
user avatar

Anthony C

Series 63, Series 65

Warrensburg, MO

First Command Advisory Services

Anthony Carter is a financial advisor with First Command Advisory Services, holding Series 63 and Series 65 designations. He has one year of industry experience, with prior roles at several First Command affiliates and farming operations. First Command Advisory Services, Inc. is an SEC-registered investment adviser serving individuals, corporate, and charitable clients, with a particular focus on active-duty service members and their families. The firm offers financial planning and diverse wrap-fee asset management programs managed through a centralized Investment Management Team and Wealth Portfolio Managers.

Passive / index investing Active portfolio management Retirement income strategy Tax-loss harvesting ESG / Sustainable investing Self-Employed Young Professionals
user avatar

Andrea H

Series 66

Warrensburg, MO

Cetera

Andrea Houseworth is a financial advisor at Cetera with five years of industry experience. She holds the Series 66 designation and has worked with Murdock Banner Financial Group LLC and Cetera Advisors LLC in various capacities since 2013. Outside of her advisory role, she serves on the advisory board of the University of Central Missouri's Finance Department and is a member of local military and community committees in Warrensburg, MO. Cetera Investment Advisers LLC is a nationwide SEC-registered firm serving individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a multi-manager platform with access to affiliated and third-party managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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