Warrensburg, MO S Holden Office

Team
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Cetera

Institution

Firm-wide stats for Cetera

Total advisors

10,177

Across 5,101 offices

Clients per advisor

79 Low

Avg AUM per client

$306,089 Low

HNW client ratio

10% Low

About

Cetera Investment Advisers LLC is an SEC‑registered adviser that distributes its services through a large nationwide network of independent advisors and serves individuals (both non‑HNW and high‑net‑worth), employer‑sponsored retirement plans, corporate and charitable clients, and institutional accounts. Its offerings include discretionary and non‑discretionary portfolio management, financial planning and consulting, ERISA 3(21) and 3(38) retirement services, wrap and non‑wrap program platforms, and access to third‑party money managers.

The firm operates as a multi‑manager platform in which advisors may implement model portfolios provided by an affiliated manager (CIM), select unaffiliated third‑party managers, or construct bespoke strategies; program options range from automated InvestPath allocations to direct indexing, private client overlays, and unified managed accounts. Accounts are run under a mix of discretionary and non‑discretionary authorities and across multiple program structures and custodial relationships, with ongoing supervision and annual client reviews described in the ADV.

Notable features include scale — the ADV reports over $256 billion in assets under management, more than 10,000 advisors and roughly 800,000 clients — and a suite of affiliations (an affiliated trust company, affiliated model provider, strategic fund and ETP partner arrangements, and cash‑sweep programs) that shape product availability and revenue flows. The ADV also discloses recent regulatory settlements with the SEC (described in 2021, 2022 and 2024) and identifies an affiliation with a municipal advisor, both of which prospective clients should review alongside the brochure’s descriptions of revenue‑sharing, sweep arrangements and other program‑level conflicts of interest.

Based on Cetera

Expertise

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Based on Cetera

Occupation focus

Founder/Business Owner Executive

Based on Cetera

Location

206 S Holden

Warrensburg MO 64093

Advisors at this office

7

Advisors at this office

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Andrea H

Series 66

Warrensburg, MO

Cetera

Andrea Houseworth is a financial advisor at Cetera with five years of industry experience. She holds the Series 66 designation and has worked with Murdock Banner Financial Group LLC and Cetera Advisors LLC in various capacities since 2013. Outside of her advisory role, she serves on the advisory board of the University of Central Missouri's Finance Department and is a member of local military and community committees in Warrensburg, MO. Cetera Investment Advisers LLC is a nationwide SEC-registered firm serving individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a multi-manager platform with access to affiliated and third-party managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Craig C

ChFC®, Series 63, Series 65

Warrensburg, MO

Cetera

Craig Coen is a financial advisor at Cetera with 24 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 65 licenses. Coen is co-owner and financial planner at Murdock Banner Financial Group LLC and serves on the Board of Directors for the University of Central Missouri Alumni Foundation. Cetera Investment Advisers LLC is a nationwide SEC-registered adviser supporting individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers a variety of portfolio management services through a multi-manager platform that includes affiliated and third-party strategies, serving over 10,000 advisors and approximately 800,000 clients.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Charles A

CFP®, Series 66

Warrensburg, MO

Cetera

Charles Appleton is a financial advisor with Cetera, holding CFP® and Series 66 credentials and 15 years of industry experience. He has worked with Cetera and its affiliates since 2014 and is also co-owner of Murdock Banner Financial Group LLC. Outside of finance, he is a musician, performing as a rhythm guitarist and background vocalist in the Travis Gibson Band. Cetera Investment Advisers LLC serves individual, corporate, charitable, and institutional clients through a nationwide network of independent advisors. The firm offers a range of portfolio management and retirement services, employing a multi-manager platform with various program structures and investment strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Seth P

CFP®, ChFC®, Series 63, Series 66

Warrensburg, MO

Cetera

Seth Petsch is a financial advisor with Cetera, holding CFP® and ChFC® designations, and has 12 years of industry experience. He has worked at Cetera Advisors LLC since 2014 and is co-owner of Murdock Banner Financial Group LLC. Outside of his advisory roles, Petsch serves as a co-pastor at Pillar Church in Warrensburg, MO, and is a board member of The Gathering Coffee House, a local ministry. Cetera Investment Advisers LLC is an SEC-registered adviser offering a multi-manager platform through a nationwide network of independent advisors. The firm serves a broad client base, including individuals, retirement plans, corporate and charitable clients, and institutional accounts, providing portfolio management, financial planning, and access to third-party money managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Katy C

Series 66

Warrensburg, MO

Cetera

Katy Carter is a financial professional with Cetera, holding a Series 66 credential and four years of industry experience. She has worked with several firms including Murdock Banner Financial Group, where she serves as a financial professional. In addition to her advisory role, she is also a notary public. Cetera Investment Advisers LLC is an SEC-registered firm that offers a broad range of investment and retirement services to individuals, employer-sponsored plans, corporate, charitable, and institutional clients. The firm operates as a multi-manager platform providing access to various portfolio management options, supported by a large network of advisors and extensive assets under management.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Bram R

Series 66

Warrensburg, MO

Cetera

Bram Roden is a financial advisor at Cetera with three years of industry experience. He holds the Series 66 designation and has been affiliated with various Cetera entities since 2021. Outside of his advisory role, he serves as a board member for Warrensburg Main Street, a nonprofit organization, and is also a notary. Cetera Investment Advisers LLC is a nationwide SEC-registered adviser serving individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and consulting services through a multi-manager platform that includes both affiliated and third-party investment strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Carla C

ChFC®, Series 63, Series 65

Warrensburg, MO

Cetera

Carla Curry is a financial advisor with Cetera, holding the ChFC® designation and Series 63 and 65 licenses, and has 21 years of industry experience. She has been associated with Cetera and related entities since 2016. Outside of her advisory work, she serves on several committees at First Christian Church in Sedalia, MO, including roles on the fellowship, capital campaign, and endowment fund committees. Cetera Investment Advisers LLC is an SEC-registered firm serving individuals, employer-sponsored retirement plans, corporate, charitable, and institutional clients. The firm offers a range of portfolio management and consulting services through a large network of independent advisors, utilizing multiple program structures and third-party managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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