Christopher Dale Newbauer

Thomas Story is a financial advisor at Thomas Story and Son LLC with 17 years of industry experience. He holds Series 63 and Series 65 registrations and has been with his current firm since 2008. Thomas Story and Son LLC manages discretionary portfolios for individuals, high-net-worth clients, corporations, and trusts, serving a small client base with a seven-figure account minimum. The firm employs a bottom-up, fundamental investment approach with an emphasis on long-term positions and discretionary trading, supported by accounting and tax expertise through its affiliation with an accounting practice.

David Story is a financial advisor at Thomas Story and Son LLC in Plymouth, IN, holding Series 63 and Series 65 credentials with 19 years of industry experience. He has been with Thomas Story and Son LLC since 2009, following prior roles at Wells Fargo Clearing and William Blair. Thomas Story and Son LLC provides discretionary portfolio management to individuals, high-net-worth clients, corporations, and trusts, serving a small client base with a two-advisor team and a seven-figure account minimum. The firm employs a bottom-up, fundamental investment approach with an emphasis on accounting and tax expertise through its affiliation with an accounting practice and the principal’s CPA designation.

Charles Hasnerl II is a financial advisor at SPC with 27 years of industry experience. He holds Series 63 and Series 65 designations and has been with SPC and Sigma Financial Corporation since 2004. Outside of his advisory role, he serves as a city court judge and participates in ministry activities at several churches in Indiana. SPC serves a diverse client base including individuals, charitable organizations, corporations, and employer-sponsored retirement plans, managing approximately $5.66 billion in assets. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services, with a structure that integrates affiliated broker-dealers and insurance agencies alongside fiduciary advisory services.

Devan Wallen is a financial advisor with SPC, holding a Series 66 designation and 19 years of industry experience. He has been with SPC and Sigma Financial Corporation since 2006 and has been associated with Financial Partners since 2005. Wallen serves as a board member for the Knox Middle School PTO. SPC serves a diverse client base including individuals, charitable organizations, corporations, and employer-sponsored retirement plans. The firm provides portfolio management, financial planning, and ERISA-related retirement plan services, offering both discretionary and nondiscretionary management options through a network of over 460 advisers.

Mitchell Semans is a financial advisor with Ameriprise in Knox, Indiana, holding a Series 66 designation and 23 years of industry experience. He has been with Ameriprise and its predecessor firm since 2000. Outside of his advisory role, he serves on the board of the Hamlet Lions Club and is involved in antique sales with his wife. Ameriprise offers retirement-income planning services targeting individuals nearing or in retirement, combining research, modeling, and tax-efficiency analysis to develop personalized recommendations. The firm provides a broad range of advisory, brokerage, and insurance solutions typical of a large institutional firm.

Nicholas Leuck is a financial advisor with Edward Jones in Knox, IN, holding a Series 66 designation and eight years of industry experience. Prior to joining Edward Jones in 2018, he worked at Safety Kleen Systems for 13 years. Outside of his advisory role, he serves as a coaching assistant for South Central School Corporation in Union Mills, IN. Edward Jones is a full-service wealth management firm that serves individual and institutional clients, offering a range of advisory programs and investment strategies. The firm manages approximately $1.01 trillion in assets and maintains a nationwide network of over 23,700 financial advisors and more than 15,000 branch offices.