A complete list of active advisors currently associated with SPC
Warmer can help you find a great advisor at SPC or one who fits your needs even better.
SPC serves a broad client base that includes individual investors (both retail and high‑net‑worth), corporate and business clients, charitable donors, and employer‑sponsored retirement plans. The firm offers portfolio management through its SIGMA Managed Account, financial planning and consulting, direct‑at‑fund programs, donor‑advised fund account management, and a range of retirement‑plan services. SPC’s advisers (IARs) tailor portfolios using documented suitability information and typically provide discretionary management, ongoing monitoring, and periodic rebalancing; custody and trade execution for its primary managed account program are handled through a third‑party custodian. For retirement plans SPC provides ERISA §3(38) discretionary fiduciary services as well as nondiscretionary consulting, model portfolio construction, QDIA/DIA selection and participant investment management, and may refer clients to or co‑advise with third‑party investment managers. Compared with many peers, SPC’s brochure highlights operational integration between its advisory practice and retirement‑service capabilities: associated persons and affiliates may provide pension consulting, record‑keeping, and TPA‑type services and SPC acts as a promoter for certain third‑party advisers, arrangements the firm discloses can create additional revenue streams and conflicts of interest. The firm also discloses a custodial/platform pricing arrangement that shares a program fee with SPC and reserves limited discretion to adjust program fees for selected advisers or client groups, a practice it identifies and addresses through stated controls and disclosures.
To learn more about the advisors currently working at SPC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
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