Claire Hauck
Advisor at SEIA — Los Angeles, CA
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
CFA®, Series 66
Experience Industry experience
11 years
Location
Los Angeles, CA 90067
SEIA
Multi-team
Claire Hauck is a CFA® charterholder and Series 66 licensee with 11 years of industry experience. She has worked at Lazard Asset Management LLC and Lazard Asset Management Securities LLC from 2015 to 2026 before joining SEIA. SEIA is a multi-team advisory firm headquartered in Los Angeles with approximately 142 advisors serving around 9,500 clients, including individuals, trusts, retirement plans, and institutional entities. The firm combines strategic asset allocation with tactical micro-allocation and uses a six-step investment process to deliver a variety of portfolio management and financial planning services.
Based on SEIA
Based on SEIA
One-time Financial Planning fees quoted as single fixed fee; retainer up to $1,200 may be required
$250,000 - $999,999: 0.90% - 1.50% (Equity/Blended portfolios) $1,000,000 - $2,499,999: 0.70% - 1.30% (Equity/Blended portfolios) $2,500,000 - $4,999,999: 0.60% - 1.20% (Equity/Blended portfolios) $5,000,000 - $9,999,999: 0.50% - 1.10% (Equity/Blended portfolios) $10,000,000+: Negotiable (Equity/Blended portfolios) $250,000 - $999,999: 0.45% - 1.00% (Fixed-Income portfolios) $1,000,000 - $2,499,999: 0.40% - 0.90% (Fixed-Income portfolios) $2,500,000 - $4,999,999: 0.35% - 0.80% (Fixed-Income portfolios) $5,000,000 - $9,999,999: 0.25% - 0.70% (Fixed-Income portfolios) $10,000,000+: Negotiable (Fixed-Income portfolios)
Commission on securities products via Signature Estate Securities LLC; insurance commissions via Signature Estate Insurance Services LLC
Investment Consulting fees $200 - $1,000 per hour; Retirement Plan Consulting fees negotiable hourly rate $200 - $1,000
Account minimum: $250,000 for Equity/Blended portfolios (household basis); $500,000 for Fixed-Income portfolios (household basis); $100,000 for AssetMark Platform participation (may be waived); $350,000 recommended minimum for Investment Consulting (smaller portfolios allowed at discretion); no minimum for Retirement Plan Consulting Fee-only: Financial Planning fees quoted as fixed fees for one-time engagements, ongoing planning fees between 0.03% and 0.60% annually if combined with investment management
Los Angeles, CA
2121 Avenue of the Stars, Suite 1600
Los Angeles CA 90067
Advisors at this office
84
California
11 years of industry experience
Seia Llc
2026 - Present • 1 year
Los Angeles, CA
SES LLC
2026 - Present • 1 year
Los Angeles, CA
Unemployed
2026 - 2026 • 1 year
Corona Del Mar, CA
Lazard Asset Management LLC
2015 - 2026 • 11 years
New York, NY
Lazard Asset Management Securities LLC
2015 - 2026 • 11 years
New York, NY
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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