Curtis Leo Neises
Advisor at SPC — Howard, SD
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65
Experience Industry experience
32 years
Location
Howard, SD 57349
SPC
Enterprise
About
Curtis Neises is a financial advisor with SPC, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has been associated with Parkland Securities, LLC since 2014 and owns Miner Insurance & Financial Services, Inc., a property casualty and life insurance agency he has operated since 1990. Outside of his advisory work, Neises serves as a clerk for Green Valley Township, holds board secretary roles for Howard Industries Corporation and the Howard Development Corporation, and is a member of the church council for St. Agatha Parish. SPC serves a diverse clientele including individual investors, charitable organizations, corporations, and employer-sponsored retirement plans. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services through a network of over 460 advisers and approximately $5.66 billion in assets under management.
Client services
Based on SPC
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Consultation services
Expertise
Based on SPC
Retirement plans for business owners (SEP, solo 401k)
Retirement income strategy
Income planning
General estate planning guidance
Tax-loss harvesting
Fee options
Segmented financial plans up to $750; comprehensive plans up to $10,000; ongoing consulting fees capped at $600/month ($1,800/quarter) unless approved otherwise
$0 - $500,000 or below: 2.50% (negotiable) $500,001 - $750,000: 1.75% (negotiable) $750,001 - $1,000,000: 1.50% (negotiable) $1,000,001+: 1.25% (negotiable)
Commissions earned by registered representatives on securities transactions and insurance product sales (e.g., annuities), separate from advisory fees
Up to $300 per hour for financial planning; up to $50 per hour for staff time
Ongoing consulting services charged as recurring flat fee; capped as noted above
Account minimum: $5,500 Minimum fee: Minimum annual program fee of $30 for SIGMA Managed Accounts; may apply to accounts below $20,000
Location
See officeHoward, SD
123 S. Main St.
Howard SD 57349
Advisors at this office
1
Map unavailable
Most active in
Curtis N has reported serving >5 clients in these states in the last 12 months.
South Dakota · Texas
Work history
32 years of industry experience
Parkland Securities, LLC
2014 - Present • 12 years
Ann Arbor, MI
Miner Insurance & Financial Services, Inc.
1990 - Present • 36 years
Howard, SD
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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