Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65
Experience Industry experience
34 years
Location
Darlington, WI 53530
Raymond James Financial
Institution
David Eaton is a financial advisor with Raymond James Financial who holds Series 63 and Series 65 credentials and has 34 years of industry experience. He has been with Raymond James since 2007 and is also president of Eaton Financial Advisors, Inc., a support company. Outside of advisory work, he is involved in tax preparation through Etax and manages rental properties via Eaton Properties, LLC. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base including individuals, high-net-worth clients, corporations, and institutions. The firm offers tailored, non-discretionary planning and consulting using analytical tools to support client goals and operates a range of advisory and consulting programs.
Based on Raymond James Financial
Based on Raymond James Financial
Fixed (flat) dollar fees for planning services offered.
Commissions may be charged for transaction-related services through affiliated broker-dealer RJFS; also receive commissions as insurance agent for insurance services.
Hourly fees for planning and/or investment consultation services generally up to $400 per hour.
Fee-only: Hourly fees up to $400 per hour; fixed (flat) dollar fees also offered; percentage of assets under advisement fees not to exceed 2.25% annually for investment consulting services; fees negotiable.
Darlington, WI
208 Main Street
Darlington WI 53530
Advisors at this office
1
Illinois · Iowa · Texas · Wisconsin
34 years of industry experience
Raymond James Financial
2009 - Present • 17 years
Darlington, WI
Raymond James Financial Services
2007 - Present • 19 years
Darlington, WI
Chalmers & Eaton Investment Services, LLC
2007 - 2025 • 18 years
Dubuque, IA
Etax
2005 - Present • 21 years
Darlington, WI
Eaton Properties, Llc Real Estate
2001 - Present • 25 years
Darlington, WI
Galena High School
2001 - 2025 • 24 years
Galena, IL
Eaton Financial Advisors, Inc.
1999 - Present • 27 years
Darlington, WI
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 65
Darlington, WI
Andrae Financial Services LLC
Rodney Andrae is the sole advisor at Andrae Financial Services LLC, a state-registered independent investment advisory firm based in Darlington, WI. He holds a Series 65 designation and has 11 years of industry experience, including prior work at Centralstar. Andrae Financial Services primarily serves individual and high-net-worth clients through discretionary asset management and written financial planning. The firm employs fundamental and cyclical analysis in portfolio construction, reviews accounts at least quarterly, and works with charitable organization clients while maintaining specific operational practices such as not voting client proxies or using soft-dollar arrangements.
ChFC®, Series 66
Darlington, WI
Thrivent Investment Management
Laura Barnard is a financial advisor with Thrivent Investment Management in Darlington, WI. She holds the ChFC® designation and Series 66 license, and has 15 years of industry experience. Barnard has worked at Thrivent Financial For Lutherans and Thrivent Investment Management since 2014. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of Financial Advisors. The firm offers goal-based financial planning covering a wide range of topics, with the option to combine planning with managed-account services under a consolidated billing arrangement.
Series 63, Series 65
Darlington, WI
Mass Mutual Investors Services
Kim Havens is a financial advisor with Mass Mutual Investors Services in Darlington, WI, holding Series 63 and Series 65 licenses and having 35 years of industry experience. He has been with MML Investors Services Inc and Mass Mutual Financial since 2004. Outside of his advisory role, he owns and operates Havens Hilltop Farm. MML Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that serves individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars with a focus on collaborative, goal-oriented planning using firm-approved analytical tools.
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