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David Nesbitt

Advisor at Cambridge Investment Research Advisors

Updated today

Location

Bath, NY 14810

Credentials

Series 63, Series 65

Industry experience

31 years

About

David Nesbitt is a financial advisor with Cambridge Investment Research Advisors who holds Series 63 and Series 65 licenses and has 31 years of industry experience. His prior roles include positions at LPL Financial and Cambridge Investment Research firms, and he has operated Nesbitt Financial Services since 2006. He volunteers as treasurer for the Glenwood Club in Hammondsport, NY. Cambridge Investment Research Advisors serves a diverse client base including individual investors, retirement plans, and charitable organizations through a large network of independent financial professionals. The firm offers financial planning, discretionary and non-discretionary portfolio management, and retirement plan advisory services, utilizing various account platforms and third-party strategists.

Client services

Based on Cambridge Investment Research Advisors

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops Market timing

Expertise

Based on Cambridge Investment Research Advisors

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Annuities

Occupation focus

Based on Cambridge Investment Research Advisors

Retired Founder/Business Owner Executive

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Fee options

Fixed

Financial Planning and Consulting flat fees generally do not exceed $25,000; Financial Wellness flat fee agreements also offered; Retirement Plan Advisory flat fees negotiated

Percentage

$0 - $100,000: up to 1.50% $100,000 - $250,000: up to 1.25% $250,000+: up to 1.00%

Commissions

Financial Professionals may receive commissions in their capacity as Registered Representatives for securities and insurance products

Project-based

Financial Planning and Consulting hourly fees generally do not exceed $500/hour; Retirement Plan Advisory and Consulting Services up to $500/hour

Other

Account minimum: $25,000 Minimum fee: Setup fee generally the lesser of 1% of assets under management or $1,000; combined setup fee and advisory fee not to exceed 3% of AUM; service fee up to $300 Fee-only: Financial Planning and Consulting fees include flat fees up to $25,000, hourly fees generally not exceeding $500/hour, asset-based fees for investment consulting

Location

7181 State Route 54

Bath, NY 14810

Most active in

New York

Work history

Cambridge Investment Research Advisors

2024 - Present (2 years)

Cambridge Investment Research, Inc.

2024 - Present (2 years)

LPL Financial, LLC

2018 - 2024 (6 years)

Cambridge Invesment Research Advisors, Inc

2012 - 2018 (6 years)

Cambridge Investment Research, Inc

2012 - 2018 (6 years)

Nesbitt Financial Services

2006 - Present (20 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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John N

Series 63, Series 65

Bath, NY

Cambridge Investment Research Advisors

John Nesbitt II is a financial advisor at Cambridge Investment Research Advisors with Series 63 and Series 65 credentials and five years of industry experience. His prior work includes roles at LPL Financial and Cellular Sales. Cambridge Investment Research Advisors serves a diverse client base including individual investors, retirement plans, and charitable organizations through a large network of independent Financial Professionals. The firm offers financial planning, portfolio management, and retirement plan advisory services, utilizing multiple account platforms and a range of investment strategies.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Annuities Retired Founder/Business Owner Executive
user avatar

William H

Series 63, Series 65

Pulteney, NY

Raymond James & Associates

William Hudson is a financial advisor at Raymond James & Associates with 40 years of industry experience. He previously worked at UBS Financial Services for 29 years before joining Raymond James in 2024. Hudson holds Series 63 and Series 65 licenses. Raymond James & Associates provides financial planning and investment consulting to a diverse client base, including individuals, employer-sponsored retirement plans, corporate and charitable entities, and government clients. The firm offers tailored financial plans and investment recommendations through its Wealth Advisory Services Program and supports institutional consulting and public finance activities.

General retirement planning Wealth management Founder/Business Owner Retired Executive
user avatar

Anders H

Series 66

Pulteney, NY

Raymond James & Associates

Anders Hudson is a financial advisor with Raymond James & Associates, holding a Series 66 designation and seven years of industry experience. His prior roles include positions at Columbia Threadneedle Investments and UBS Financial Services. Raymond James & Associates offers financial planning and investment consulting through its Wealth Advisory Services Program to a diverse client base, including individuals, retirement plans, corporate and charitable entities, and government clients. The firm provides tailored financial plans and investment recommendations, supporting both discretionary and non-discretionary advisory relationships.

General retirement planning Wealth management Founder/Business Owner Retired Executive
user avatar

Kent B

CFP®, Series 63

Bath, NY

Cetera

Kent Brown is a CFP® professional with 36 years of industry experience. He is currently with Cetera, having joined the firm in 2025 after a long tenure at Avantax Advisory Services and its affiliated entities. In addition to his advisory role, Brown owns and operates Brown Financial Services, a tax preparation and accounting business where he prepares tax returns and represents clients before the IRS. Cetera Investment Advisers serves a diverse client base including individual, high-net-worth, institutional, and retirement-plan clients through a large network of independent advisors. The firm offers a range of portfolio management, financial planning, and fiduciary solutions, combining advisor-managed accounts, model portfolios, and third-party managed strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet) Approaching retirement
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Frederick L

Series 63, Series 66

Hammondsport, NY

LPL Financial

Frederick Lowe is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and bringing 28 years of industry experience. He has worked at LPL Financial since 2019 and previously held positions with Cetera Advisors LLC and Investors Capital Corp. He also operates FSL Advisors Inc, a registered investment-related business. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of investment solutions supported by in-house research and a large network of investment adviser representatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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