Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 66
Experience Industry experience
19 years
Location
Lyon Falls, NY 13368
LPL Financial
Institution
David O'Neil Jr. is a financial advisor at LPL Financial with 19 years of industry experience. He holds the Series 66 designation and has worked previously at INVEST Financial Corporation, Community Bank, NA, and Morgan Stanley & Co. LLC. Outside of his advisory role, he is also licensed as a non-variable insurance agent. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of services including financial planning, model portfolio programs, third-party asset management, and institutional platforms, supporting its extensive network of over 22,800 advisors managing more than $819 billion in discretionary assets.
Based on LPL Financial
Based on LPL Financial
Flat fees up to $15,000 for financial planning and consulting services
Up to $500 per hour for financial planning and consulting services
Lyon Falls, NY
4116 Center St
Lyon Falls NY 13368
Advisors at this office
1
Florida · Georgia · Maryland · Massachusetts · Missouri · New York · Pennsylvania · Texas · Virginia
19 years of industry experience
LPL Financial
2018 - Present • 8 years
Gouverneur, NY
INVEST Financial Corporation
2011 - 2018 • 7 years
Tampa, FL
Community Bank, NA
2009 - Present • 17 years
Gouverneur, NY
Morgan Stanley & Co. LLC
2007 - 2009 • 2 years
Syracuse, NY
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 66
Boonville, NY
Money Concepts Capital Corp
Lisa Stanford is a financial advisor with Money Concepts Capital Corp, holding a Series 66 designation and 18 years of industry experience. She has been with Money Concepts since 2006. Outside of her advisory role, Stanford is involved as secretary of the Boonville Area Chamber of Commerce, and she has roles in radio broadcasting and as a DJ under DJ Unicorn Chaos. Money Concepts Advisory Service provides investment advisory and financial planning to a wide range of clients, including individuals, pension plans, and corporations. The firm employs model-driven and asset-allocation strategies and operates as an enterprise adviser with several hundred advisors managing approximately $4.07 billion in client assets.
Series 63, Series 65
Lowville, NY
Key Investment Services LLC
Melissa O'Brien is a financial advisor at Key Investment Services LLC with 18 years of industry experience. She has held her current position since 2012 and previously worked at M&T Securities, Inc. from 2010 to 2012. O'Brien holds Series 63 and Series 65 licenses. Key Investment Services LLC is an SEC-registered investment adviser and wrap-fee program sponsor serving individuals, trusts, estates, small businesses, and institutional plan clients. The firm offers multiple wrap programs and employs a multi-provider model with discretionary implementation and model-based advisory services, supported by its integration with KeyCorp affiliates.
Series 63
Port Leyden, NY
Cambridge Investment Research Advisors
Timothy Fraser is a financial advisor with Cambridge Investment Research Advisors, holding a Series 63 designation and over 40 years of industry experience. He has been with Cambridge Investment Research Advisors since 2018 and previously worked with Cambridge Investment Research since 2016. Outside of his advisory role, Fraser is involved in coaching others to ride motorcycles through Go Motorcycling Inc. Cambridge Investment Research Advisors serves a diverse client base that includes individuals, retirement plans, charitable organizations, and trusts. The firm offers a range of financial planning and investment management services delivered by independent professionals, utilizing multiple custodial platforms and a variety of investment strategies, including proprietary models and third-party solutions.
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