Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
CFA®
Experience Industry experience
1 year
Location
Remote
Raymond James (USA) Ltd.
Multi-team
Total advisors
123Clients per advisor
39 LowAvg AUM per client
$398,183 LowHNW client ratio
7% LowDavid Rowen is a CFA® charterholder currently with Raymond James (USA) Ltd. He has one year of industry experience, including prior roles at Raymond James Ltd., IG Wealth Management, and Phocion Investment Services. In addition to his advisory work, he holds an associate investment advisor position and is a licensed agent involved in insurance and estate planning activities with the Canadian affiliate, Raymond James Ltd. Raymond James (USA) Ltd. is a dually registered investment adviser and broker-dealer serving individuals, high net worth clients, trusts, pension and profit-sharing plans, as well as corporate and institutional clients. The firm offers both discretionary and non-discretionary asset management, emphasizing asset allocation, diversification, and a long-term investment approach, while providing access to extensive market research and brokerage resources.
Based on Raymond James (USA) Ltd.
Based on Raymond James (USA) Ltd.
$0 - $500,000: 2.25% $500,001 - $1,000,000: 1.75% $1,000,001 - $3,000,000: 1.50% $3,000,001 - $5,000,000: 1.25% $5,000,001+: 1.00%
Clients may pay commissions for securities-related products; investment adviser representatives may receive commissions for sales.
Account minimum: $50,000
California
1 year of industry experience
Raymond James (USA) Ltd.
2025 - Present • 1 year
Montreal, Quebec
Raymond James Ltd.
2024 - Present • 2 years
Montreal, Quebec
IG Wealth Management
2020 - 2024 • 4 years
Pointe Claire
Phocion Investment Services
2015 - 2019 • 4 years
Montreal
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Is not active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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