A complete list of active advisors currently associated with Raymond James (USA) Ltd

Warmer can help you find a great advisor at Raymond James (USA) Ltd or one who fits your needs even better.

Raymond James (USA) Ltd. is a dually registered investment adviser and broker-dealer that provides fee-based portfolio management through its Ambassador wrap-fee program and related advisory services to individuals, high net worth clients, trusts, pension/profit sharing plans, corporate and institutional clients. The firm operates as a wholly owned subsidiary of a larger Raymond James group and notes access to in‑depth market research and a broad range of brokerage and advisory resources. The firm offers both discretionary and non‑discretionary asset management, with client accounts typically supervised by the client’s financial advisor on a non‑discretionary basis under the Ambassador program and access to third‑party model and platform management through Envestnet; RJLU reported roughly $2.3 billion in AUM with approximately $500 million discretionary, indicating a majority of assets managed non‑discretionarily. Its methods emphasize asset allocation, diversification and long‑term investing while also using fundamental, cyclical and technical analysis, and it requires client authorization for discretionary trading when exercised. Noteworthy features include its structure as a subsidiary within a broader financial services group and the firm’s principal office being located outside the United States, which is uncommon among large U.S.-registered advisers, as well as the firm’s dual role that requires client-directed transactions through RJLU and custody at Pershing. The brochure discloses practices intended to address conflicts from dual registration—such as a Code of Ethics, fee crediting of certain 12b‑1 payments, and supervisory reviews—and describes availability of third‑party platforms and firm communications and disclosures to clients.

To learn more about the advisors currently working at Raymond James (USA) Ltd, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.