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David S Ryan

Advisor at Founders Financial Securities LLC — Imperial, MO

Updated today

Credentials

Series 66

Experience

14 years

Location

Imperial, MO 63052

Founders Financial Securities LLC logo

Founders Financial Securities LLC

Multi-team

Total advisors

117

Across 69 offices

Clients per advisor

82 High

Avg AUM per client

$385,425 Low

HNW client ratio

15% Typical

About

David Ryan is a financial advisor with Founders Financial Securities LLC, holding a Series 66 designation and 13 years of industry experience. His prior roles include positions at Cadre Asset Management, Brokers International Financial Services, and Stifel. Outside of finance, he serves as Chief Financial Officer for Ryan Family Veterinary Medicine and is involved in community activities such as coaching youth basketball and participating in military mental health awareness initiatives. Founders Financial Securities serves individual and high-net-worth investors, retirement plans, charitable organizations, and corporate clients through a network of registered investment adviser representatives. The firm offers a range of portfolio management programs and fiduciary retirement plan services, utilizing both traditional and non-traditional delivery methods including subscription-based retirement education and co-advised private wealth solutions.

Client services

Based on Founders Financial Securities LLC

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Based on Founders Financial Securities LLC

Business exit / sale strategy

Occupation focus

Based on Founders Financial Securities LLC

Founder/Business Owner Retired

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Fee options

Fixed

Flat fees possible for financial planning; also $500 annual subscription fee for TheFreedomStrategies.com

Percentage

$0 - $25,000: up to 2.50%; or $125 minimum annual fee prorated monthly, whichever is greater (Independence Advisory at Pershing) $25,000+: up to 2.50% (Independence Advisory at Pershing) $0 - $4,999: N/A (minimum not met; exceptions possible) $5,000 - $24,999: up to 2.50% plus custodial fee ($50 annual, charged quarterly) (Independence Advisory at Axos and Schwab) $25,000 - $99,999: up to 2.50% plus custodial fee ($75 annual, charged quarterly) (Independence Advisory at Axos and Schwab) $100,000+: up to 2.50% plus custodial fee ($100 annual, charged quarterly) (Independence Advisory at Axos and Schwab) $10,000+: 1.65% annually (Managed Portfolio Program) $0+: no account minimum for FCMS Managed Accounts, fees typically up to 2.75% annually $0 - $1,000,000: up to 1.70% annually (FCMS Private Wealth Solutions) $1,000,000+: up to 1.40% annually (FCMS Private Wealth Solutions) $0+: up to 2.00% annually or flat fee for Freedom Independence Plan (retirement plan advisory) $0+: $500 annually (quarterly installments) for TheFreedomStrategies.com subscription

Commissions

Commissions possible if IAR is also a Registered Representative; separate from advisory fees

Project-based

Financial planning fees up to $500 per hour, negotiable

Subscriptions

TheFreedomStrategies.com subscription fee is $500 annually, paid quarterly in arrears

Other

Account minimum: $5,000 Minimum fee: $125 minimum annual fee for some Independence Advisory accounts opened below $25,000 Fee-only: Financial planning fees up to $500 per hour or $30,000 per year, negotiable; flat fees or hourly rates possible

Location

See office

Imperial, MO

1502 Professional Drive

Imperial MO 63052

Advisors at this office

1

Most active in

Missouri

Work history

14 years of industry experience

Founders Financial Securities LLC

2022 - Present • 4 years

Towson, MD

Cadre Asset Management

2021 - Present • 5 years

DeSoto, MO

Brokers International Financial Services

2020 - 2021 • 1 year

Urbandale, IA

Fra Wealth Management, Llc

2019 - 2020 • 1 year

O'Fallon, IL

Financial Resources Of America, Inc

2019 - 2020 • 1 year

O'Fallon, IL

Compass Retirement Solutions

2019 - 2019 • 1 year

St Louis, MO

Stifel

2014 - 2019 • 5 years

St. Louis, MO

CUNA Brokerage Services, Inc.

2014 - 2014 • 1 year

Hazelwood, MO

Merrill

2012 - 2014 • 2 years

PNC Wealth Management

2009 - 2010 • 1 year

MO

Natcity Investments, Inc.

2009 - 2009 • 1 year

Brentwood, MO

Equitable Advisors

2008 - 2009 • 1 year

Creve Coeur, MO

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Bruce K

Series 65

Fenton, MO

Midwest Investment Advisors, LLC

Bruce Krieg is a financial advisor at Midwest Investment Advisors, LLC in Fenton, Missouri, holding a Series 65 designation with 15 years of industry experience. He has been with Midwest Investment Advisors since 2010 and also has a long-standing association with Kriegl Lohbeck & Co dating back to 1992. Midwest Investment Advisors serves individual, high-net-worth, institutional, and business clients, providing discretionary portfolio management and financial planning. The firm employs multiple analysis methods and manages all portfolios in-house, overseeing a notably high client load for a solo advisor and maintaining an affiliation with an accounting firm to offer complementary services.

Options & derivatives strategies Real estate investing Annuities
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P. Paul A

Crystal City, MO

Jefferson Asset Management

P. Paul Albano is the principal and sole advisor at Jefferson Asset Management with 27 years of industry experience. He has led the firm since its founding in 1999. Outside of his advisory role, Albano serves as president and CEO of Quonset Corporation, a hospitality and recreation business. Jefferson Asset Management provides discretionary investment management primarily for individual and retirement accounts, as well as a variety of institutional clients. The firm employs both fundamental and technical analysis with a focus on long-term holdings and conducts regular portfolio reviews.

Wealth management
user avatar

John G

CFP®, Series 65

Fenton, MO

John C. Gower, CFP, EA

John Gower is the sole advisor at John C. Gower, CFP, EA, an independent financial advisory firm. He holds the CFP® and Series 65 designations and has eight years of industry experience, with over 30 years at his current firm. In addition to financial planning, he provides tax preparation services as part of his business. The firm offers fee-only financial planning and investment advisory services primarily to individuals and families, as well as small businesses, trusts, and retirement plans. It manages approximately $42 million in client assets and emphasizes asset allocation, diversification, tax management, and risk control using no-load mutual funds, ETFs, individual securities, REITs, and CDs.

Cash flow / budgeting
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Charles H

CFP®, Series 65

St. Louis, MO

Heisner Financial, LLC

Charles Heisner is a CFP® and Series 65-registered financial advisor with 24 years of industry experience. He is the principal of Heisner Financial, LLC, an independent firm he founded in 2001 in St. Louis, MO. Heisner maintains an active CPA license, which he uses to supplement his financial advisory services. Heisner Financial, LLC provides personal financial planning and investment advisory services to individuals, trusts, and select business clients, integrating tax, bookkeeping, and business consulting with investment advice. The firm manages approximately $37 million in client assets on a non-discretionary basis and offers both ongoing and hourly consulting engagements.

Cash flow / budgeting College savings (529s, UTMA, etc.) General estate planning guidance General tax planning
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Jay P

CFP®, ChFC®, Series 66

Fenton, MO

AECH Financial

Jay Peters is a CFP® and ChFC® affiliated with AECH Financial, an independent advisory firm, with 11 years of industry experience. He previously worked at Cetera and MSMF Wealth Management from 2016 to 2025. Outside of advising, Peters serves as an elected board member of a homeowners association and is involved in consulting and networking roles in real estate and referral partnerships. AECH Financial, founded in 2025, offers discretionary portfolio management to individuals, trusts, estates, corporations, and ERISA plan sponsors under 3(21) arrangements. The firm combines quantitative, fundamental, technical, cyclical, and economic analysis with both long- and short-term trading and strategic asset allocation, supporting approximately $24 million in assets across 82 client relationships.

Factor investing / smart beta Active portfolio management
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Dwight S

Series 63, Series 65

Waterloo, IL

Schaefer Wealth Management, Inc.

Dwight Schaefer is a financial advisor with Schaefer Wealth Management, Inc. in Waterloo, IL, holding Series 63 and Series 65 licenses and possessing 36 years of industry experience. He has been with Schaefer Wealth Management since 2008. Outside of advising, he works as an independent insurance agent for various companies and serves as co-successor trustee for a family trust. Schaefer Wealth Management serves individual investors, high-net-worth clients, and business owners with customized investment management and financial planning services, employing a mix of mutual funds, ETFs, and individual securities guided by quantitative analysis and third-party research. The firm also offers educational seminars and client newsletters at no additional cost.

Retirement income strategy General retirement planning Income planning Annuities Options & derivatives strategies Founder/Business Owner Executive
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