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Diron Tappin

Advisor at TCP Asset Management, LLC — Camdenton, MO

Updated today

Credentials

Series 65, Series 66

Experience

23 years

Location

Camdenton, MO

TCP Asset Management, LLC logo

TCP Asset Management, LLC

Team

Total advisors

25

Across 11 offices

Clients per advisor

89 High

Avg AUM per client

$532,513 Low

HNW client ratio

13% Low

About

Diron Tappin is a financial advisor at TCP Asset Management, LLC with 23 years of industry experience. He holds Series 65 and Series 66 licenses. Outside of his advisory role, Tappin is involved in youth sports management as president of the Arizona Youth Football League and is a partner in Golden Clouds LLC, a youth sports enterprise. TCP Asset Management serves individuals, high-net-worth clients, and pension and profit-sharing plans with portfolio management, financial planning, pension consulting, and estate-planning referrals via a digital platform. The firm manages accounts on a discretionary basis, using model portfolios from multiple sub-advisers and operates across 11 offices with over $1 billion in assets under management.

Client services

Based on TCP Asset Management, LLC

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Based on TCP Asset Management, LLC

Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Based on TCP Asset Management, LLC

Founder/Business Owner

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Fee options

Fixed

Fixed fees between $0 and $15,000 for financial planning and pension consulting plans

Percentage

$0+: up to 2.00% annual advisory fee on all assets under management $0 - $100,000: 0.25% annual Billing and Administration Fee (asset-based portion) on Schwab accounts $100,001 - $5,000,000: decreasing asset-based Billing and Administration Fee down to 0.07% annual on assets over $5,000,000 on Schwab accounts

Commissions

Registered representatives may receive commissions on sale of investment products; not primary compensation for advisory services

Project-based

Hourly fees between $0 and $1,000 for financial planning and $0 to $500 for pension consulting

Other

Minimum fee: Fixed monthly Billing and Administration Fee of $8.33 per account on Schwab accounts Fee-only: Fixed fees for financial planning and pension consulting plans between $0 and $15,000, hourly fees between $0 and $1,000 for financial planning and $0 to $500 for pension consulting

Location

See office

Camdenton, MO

Camdenton MO

Advisors at this office

1

Most active in

Arizona · Missouri

Work history

23 years of industry experience

Tappin Power LLC

2025 - Present • 1 year

Camdenton, MO

Diron Tappin

2021 - Present • 5 years

Phoenix, AZ

Arizona Youth Football League, Management

2021 - Present • 5 years

Scottsdale, AZ

TCP Asset Management

2021 - Present • 5 years

Phoenix, AZ

United Planners Financial Services

2021 - Present • 5 years

Scottsdale, AZ

TCP Asset Management, LLC

2021 - Present • 5 years

Phoenix, AZ

Foreside Fund Services LLC

2019 - 2021 • 2 years

Portland, OR

Foreside Fund Services, LLC

2019 - 2021 • 2 years

Scottsdale, AZ

Foreside Financial Group

2019 - 2021 • 2 years

Scottsdale, AZ

Golden Clouds LLC

2018 - Present • 8 years

Scottsdale, AZ

Scura Paley Securities, LLC

2018 - 2018 • 1 year

New York, NY

Scottsdale Unified School District

2018 - 2024 • 6 years

Scottsdale, AZ

O'Shares ETFs

2015 - 2018 • 3 years

Boston, MA

GARP Research & Securities Company

2011 - 2012 • 1 year

Gaineswood Investment Management, Inc.

2011 - 2012 • 1 year

Compak Asset Management

2003 - 2003 • 1 year

Mission Viejo, CA

Morgan Stanley Dw Inc.

2002 - 2003 • 1 year

Irvine, CA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Keith H

PFS™, Series 65, Series 66

Sunrise Beach, MO

Dale K. Ehrhart, Inc.

Keith Heil is a PFS™ credentialed financial advisor with 25 years of industry experience. He is currently with Dale K. Ehrhart, Inc., where he has been since 2023, following 15 years at Arise Wealth Management, LLC, which he also owns, along with Heil CPA Services, LLC. Dale K. Ehrhart, Inc. provides investment management services to individuals, corporations, charitable organizations, and other RIAs through divisions including a Family Office with a $50 million minimum, a TAMP for independent advisers, and a Private Client division. The firm employs a mix of fundamental analysis, diversified mutual fund and ETF strategies, and active trading techniques to manage portfolios.

Options & derivatives strategies Concentrated stock management
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Reece W

Series 65

Osage Beach, MO

Ausdal Financial Partners, Inc.

Reece Waters is a financial advisor at Ausdal Financial Partners, Inc. and holds the Series 65 designation. He has no prior industry experience but has been involved in several entrepreneurial ventures, including ownership in Waters Real Estate Holdings LLC, Waters Development LLC, Waters Estates, LLC, and Blade Runners Mowing Co. Additionally, he has worked in education and hospitality, with roles ranging from teaching in local schools to managing Dog Days Bar and Grill. Ausdal Financial Partners serves individuals, trusts, estates, retirement plans, and business entities, managing approximately $3.73 billion for over 16,000 clients. The firm offers a wide range of advisory and financial services tailored to client objectives and supports a multi-custodian platform with both discretionary and non-discretionary account management.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
user avatar

Nathan M

Series 66

Osage Beach, MO

Cornerstone Wealth Management, LLC

Nathan Morse is a financial advisor with Cornerstone Wealth Management, LLC, holding a Series 66 designation and 17 years of industry experience. He has been with Cornerstone Wealth Management and LPL Financial since 2015. Outside of his advisory role, he serves as president of a family business that manages cattle, beehives, and a coin-operated car wash. Cornerstone Wealth Management serves individuals, trusts, estates, pension and profit-sharing plans, corporations, and charitable organizations by providing asset management, financial planning, and retirement consulting. The firm employs a multi-brand model with advisor-led discretionary management and LPL-sponsored programs, emphasizing tailored investment advice and continuous account supervision.

Charitable giving & philanthropy Founder/Business Owner Retired
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Adam M

Series 66

Osage Beach, MO

Ausdal Financial Partners, Inc.

Adam Maher is a financial advisor at Ausdal Financial Partners, Inc. with nine years of industry experience. He previously worked at Moloney Securities Asset Management LLC and Moloney Securities Co., Inc. for eight years, and Smith, Moore & Co. for one year. Outside of his advisory role, Maher serves as treasurer and board member for several local nonprofit organizations focused on youth and community services. Ausdal Financial Partners is an SEC-registered investment adviser and FINRA-member broker-dealer managing approximately $2.13 billion in client assets through a team of about 152 advisors. The firm offers investment advisory programs, retirement plan services, and financial planning to individuals, trusts, corporations, pension plans, and charitable organizations, utilizing a range of investment options and custodial platforms.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
user avatar

Derrick B

CFP®, Series 66

Osage Beach, MO

Ausdal Financial Partners, Inc.

Derrick Brauner is a CFP® with 13 years of industry experience, currently serving as a financial advisor at Ausdal Financial Partners, Inc. He previously worked at Moloney Securities Asset Management, LLC and Smith Moore & Co. Brauner also operates GRAND GLAIZE WEALTH MANAGEMENT as a president, dedicating significant time to its day-to-day operations. Ausdal Financial Partners manages over $2 billion in client assets and offers investment advisory programs, retirement plan services, and financial planning to individuals, trusts, corporations, pension plans, and charitable organizations. The firm provides a range of portfolio options through both discretionary and non-discretionary strategies and combines advisory, brokerage, and insurance services.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
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Mark H

Series 63, Series 66

Osage Beach, MO

Ausdal Financial Partners, Inc.

Mark House is a financial advisor at Ausdal Financial Partners, Inc. with 26 years of industry experience. He holds Series 63 and Series 66 credentials and has previously worked at Moloney Securities Asset Management, LLC, Moloney Securities Co., Inc., and Smith Moore & Co. Outside of his advisory work, he has an ownership interest in an LLC involved in a farm-to-table food truck business operated by his son. Ausdal Financial Partners serves individuals, trusts, estates, retirement plans, and business entities, managing approximately $3.73 billion across more than 16,000 clients. The firm offers a wide range of advisory and brokerage services, with investment strategies developed at the advisor level and tailored to client-specific objectives and risk tolerances.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired
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