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TCP Asset Management, LLC

Updated today

Client assets under management

$1,182,711,742

Clients

2,221

13% high-net-worth

Advisors

25

of 43 employees

Firm type

Team

5-30 advisors or >$500M in AUM

Clients per advisor

89

High

Average account size

$532,513

About

TCP Asset Management, LLC provides portfolio management, financial planning, pension consulting and limited annuity management to individuals (including high‑net‑worth clients) and pension/profit‑sharing plans, and states no account minimums for its services. The firm documents client objectives in an Investment Policy Statement, offers regular portfolio monitoring, and operates a fixed‑income SMA strategy that invests directly in individual bonds.

TCPAM combines fundamental and technical analysis with a long‑term trading approach and typically seeks discretionary authority to implement client portfolios. The firm makes extensive use of model portfolios and sub‑advised strategies delivered through third‑party platforms (including Orion/SEI models, Ocean Park sub‑advised models, Pave and First Trust arrangements) and may refer portions of client assets to outside advisers.

Noteworthy operational features include a requirement that clients use specific custodians/broker‑dealers (Charles Schwab, Fidelity, SEI Private Trust and TIAA) and limitations tied to its affiliation with United Planners, which restrict product availability relative to many peers. TCPAM also integrates third‑party digital estate‑planning services (Wealth.com), routes some bond executions through specialty brokers (Academy Securities and StoneX), and maintains commercial and personal financial ties to certain model providers (including partners’ investments in Pave and firm payments for platform access), all of which the firm discloses and manages as potential conflicts of interest.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Annuities

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Fee options

Fixed

Fixed fees between $0 and $15,000 for financial planning and pension consulting plans.

Percentage

All Assets+: 2.00% maximum annual fee for Portfolio Management All Assets+: 2.00% maximum annual fee for Pension Consulting

Commissions

IARs receive commissions for sale of investment products; commissions are not primary compensation source.

Project-based

Hourly fees between $0 and $500 for pension consulting; between $0 and $1,000 for financial planning.

Other

Fee-only: Negotiable fixed fees between $0 and $15,000 for financial planning and pension consulting plans.

Main office location

TCP Asset Management, LLC

5000 Horizons Drive

Upper Arlington OH 43220, United States

Number of offices

14

Most active in

Alabama · Arizona · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Missouri · Nebraska · Nevada · New Hampshire · New Mexico · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · West Virginia · Wyoming

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Dakota V

Series 63, Series 65

Upper Arlington, OH

TCP Asset Management, LLC

Dakota Van Horn is an associate wealth advisor at TCP Asset Management, LLC with four years of industry experience. He has worked at TCP Asset Management since 2017 and is also affiliated with United Planners' Financial Services of America. TCP Asset Management advises individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans. The firm provides discretionary portfolio management, financial planning, and estate-planning referrals, applying both fundamental and technical analysis with a long-term trading orientation.

Annuities
user avatar

Joshua A

CFP®, Series 66

Upper Arlington, OH

TCP Asset Management, LLC

Joshua Allen is a CFP® with 19 years of experience in the financial services industry. He is currently a partner and CEO at TCP Asset Management, LLC, where he has worked since 2017. His prior experience includes roles at Riley Benefits & Investment Group and East Harbour Capital. Outside of his advisory work, Allen owns Wanderlust Adventures & Events, LLC, a business involved in real estate sales and property management. TCP Asset Management, LLC serves individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans. The firm provides discretionary portfolio management and financial planning services, utilizing both fundamental and technical analysis with a long-term trading approach.

Annuities
user avatar

Ashley V

Series 63, Series 65

Greensburg, PA

TCP Asset Management, LLC

Ashley Varner is a financial advisor at TCP Asset Management, LLC with over 30 years of industry experience. She has held roles at United Planners, H. Beck, Inc., and operated Varner Financial Group, Inc. She is also involved in non-variable insurance activities in Greensburg, PA. TCP Asset Management, LLC serves individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans, providing discretionary portfolio management and financial planning with a long-term investment approach. The firm manages approximately $822 million in assets across 18 advisors and does not impose an account minimum.

Annuities
user avatar

Klinton K

Series 66

Cheyenne, WY

TCP Asset Management, LLC

Klinton Krieger is a Series 66 credentialed financial advisor with nine years of industry experience. He is currently with TCP Asset Management, LLC in Cheyenne, Wyoming, where he has worked since 2020. Prior to that, he was employed at Wells Fargo Clearing Services and has operated as a self-employed advisor. Krieger is also licensed as a non-variable insurance agent. TCP Asset Management, LLC serves individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans. The firm offers discretionary portfolio management, financial planning, and pension consulting, using both fundamental and technical analysis with a long-term trading approach.

Annuities
user avatar

Brad H

CFP®, Series 63, Series 65

Upper Arlington, OH

TCP Asset Management, LLC

Brad Hennebert is a CFP® professional with two years of experience in financial advising, currently with TCP Asset Management, LLC. He has prior experience at Russell & Company - Kestra Investment Services and owns a tax preparation and accounting firm, Premier Tax CPAs, which he has been a partner in since 2003. TCP Asset Management advises individual clients, including high-net-worth individuals, and pension and profit-sharing plans, providing discretionary portfolio management and financial planning services. The firm employs both fundamental and technical analysis with a long-term trading orientation and manages approximately $822 million in assets across 18 advisors.

Annuities
user avatar

Mary S

Series 63

Upper Arlington, OH

TCP Asset Management, LLC

Mary Slane is a financial advisor with TCP Asset Management, LLC in Dublin, OH, holding a Series 63 license and over 26 years of industry experience. She has been affiliated with TCP Asset Management since 2016 and has prior experience at United Planners Financial Services of America and several other firms. Slane also operates Slane Financial Group, a marketing entity for her wealth management services. TCP Asset Management advises individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans. The firm offers discretionary portfolio management, financial planning, and estate-planning referrals, utilizing both fundamental and technical analysis with a long-term trading approach.

Annuities
user avatar

John R

Series 63, Series 65

Greensburg, PA

TCP Asset Management, LLC

John Rutter is an associate wealth advisor at TCP Asset Management, LLC in Greensburg, PA, holding Series 63 and Series 65 licenses with two years of industry experience. His prior roles include positions at Varner Financial Group Inc. and United Planners Financial Services. TCP Asset Management advises individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans, offering discretionary portfolio management, financial planning, and estate-planning referrals. The firm employs both fundamental and technical analysis with a long-term trading approach and manages approximately $822 million in assets across 18 advisors.

Annuities
user avatar

Diron T

Series 65, Series 66

Phoenix, AZ

TCP Asset Management, LLC

Diron Tappin is a financial advisor at TCP Asset Management, LLC with 23 years of industry experience. He holds Series 65 and Series 66 licenses and has worked at firms including Foreside Fund Services and O'Shares ETFs. Outside of his advisory role, Tappin is involved in youth sports management as president of the Arizona Youth Football League and is a partner in Golden Clouds LLC. TCP Asset Management, LLC serves individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans, providing discretionary portfolio management and financial planning with a focus on long-term trading and a combination of fundamental and technical analysis.

Annuities
user avatar

Alyse B

Series 63

Upper Arlington, OH

TCP Asset Management, LLC

Alyse Breidenbach is a financial advisor at TCP Asset Management, LLC in Columbus, Ohio, with 11 years of industry experience. She holds a Series 63 designation and has worked with Riley Benefits & Investment Group since 2018. Outside of advisory work, she has been involved with businesses including 614 Fitness and Door Dash. TCP Asset Management, LLC serves individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans. The firm offers discretionary portfolio management, financial planning, and estate-planning referrals, using both fundamental and technical analysis with a long-term trading approach.

Annuities
user avatar

Branda A

Series 63, Series 66

Upper Arlington, OH

TCP Asset Management, LLC

Branda Allen is a financial advisor at TCP Asset Management, LLC with 20 years of industry experience. She holds Series 63 and Series 66 licenses and has worked with firms including United Planners Financial Services of America and Trendency Capital Management, LLC. Outside of advising, she owns Wanderlust Adventures & Events LLC, a business focused on event management. TCP Asset Management serves individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans. The firm provides discretionary portfolio management, financial planning, and estate-planning referrals, applying both fundamental and technical analysis within a long-term trading framework.

Annuities
user avatar

Teresa R

Series 63, Series 65

Amarillo, TX

TCP Asset Management, LLC

Teresa Roop is a financial advisor with TCP Asset Management, LLC in Amarillo, TX, holding Series 63 and Series 65 licenses and five years of industry experience. Her prior work includes roles at Dale Buckner, Inc. and United Planners Financial Services. TCP Asset Management serves individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans, offering discretionary portfolio management, financial planning, and pension consulting. The firm employs a long-term trading approach using both fundamental and technical analysis and manages approximately $822 million in assets across 18 advisors.

Annuities
user avatar

Krista K

Series 63, Series 65

Fort Wayne, IN

TCP Asset Management, LLC

Krista Kramer is a financial advisor at TCP Asset Management, LLC with 21 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Lincoln Financial Advisors Corporation and United Planners. Since 2025, she has also worked as a financial coach. TCP Asset Management advises individual and institutional clients, including high-net-worth individuals and pension plans, offering discretionary portfolio management and financial planning with a long-term investment approach.

Annuities
user avatar

Jessica S

CFP®, Series 66

Upper Arlington, OH

TCP Asset Management, LLC

Jessica Simmons is a CFP® with 14 years of industry experience, currently serving as a wealth advisor at TCP Asset Management, LLC. She has held prior roles at Ameriprise Financial Services and Aurora Wealth Advisors. Simmons also provides consulting services as a Certified Divorce Financial Analyst through BlackBird Divorce Solutions. TCP Asset Management, LLC advises individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans. The firm offers discretionary portfolio management and financial planning, utilizing both fundamental and technical analysis with a long-term trading approach.

Annuities
user avatar

Rebecca G

Series 63, Series 65

Las Vegas, NV

TCP Asset Management, LLC

Rebecca Goebel is a financial advisor at TCP Asset Management, LLC with 32 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Wells Fargo Advisors and Wells Fargo Clearing Services. Outside of her advisory role, she is a co-owner of a vacation rental cabin in Lake City, Colorado. TCP Asset Management, LLC serves individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans, offering discretionary portfolio management, financial planning, and pension consulting. The firm employs both fundamental and technical analysis with a long-term trading approach and manages approximately $822 million in assets across 18 advisors.

Annuities
user avatar

Benjamin R

Series 66

Upper Arlington, OH

TCP Asset Management, LLC

Benjamin Randall is a financial advisor at TCP Asset Management, LLC with five years of industry experience. He holds the Series 66 designation and has worked previously at JPMorgan Chase, Morgan Stanley, and Equitable Advisors. Outside of his advisory role, Randall has been a professional player in the Premier Lacrosse League since 2018. TCP Asset Management advises individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans. The firm offers discretionary portfolio management and financial planning services, employing both fundamental and technical analysis with a long-term trading focus.

Annuities
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