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Donald Bentley

Advisor at LPL Financial

Updated today

Location

Troy, AL

Credentials

Series 63

Industry experience

38 years

About

Donald Bentley is a financial advisor with LPL Financial in Troy, Alabama, holding a Series 63 designation and 37 years of industry experience. He previously worked at Cetera and Troy Bank and Trust over a span of nearly three decades. Bentley is also involved in Financial Edge Solutions LLC, a business entity for tax and investment purposes. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plans, institutions, and high-net-worth households. The firm offers a variety of investment solutions supported by an in-house research team and a broad platform that combines advisory and brokerage services.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting

Occupation focus

Based on LPL Financial

Founder/Business Owner Retired

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Fee options

Fixed

Financial planning and consulting services may be charged a flat fee as negotiated.

Commissions

Brokerage services include commissions, markups, markdowns, and transaction charges; commissions may apply to mutual funds, variable annuities, and other products.

Project-based

Financial planning hourly fees up to $500 per hour.

Other

Fee-only: Financial planning fees typically range up to $15,000, or up to $500 per hour; fees are negotiated and may be flat or hourly.

Location

Troy, AL

Most active in

Alabama

Work history

LPL Financial

2024 - Present (2 years)

Unemployed

2022 - 2024 (2 years)

Cetera

2014 - 2022 (8 years)

Cetera Investment Services Llc

1995 - 2022 (27 years)

Troy Bank and Trust

1995 - 2022 (27 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Collin M

Series 63

Troy, AL

Benjamin F. Edwards & Company, Inc.

Collin Mccrary is a financial advisor with Benjamin F. Edwards & Company, Inc., holding a Series 63 designation and 38 years of industry experience. He previously worked at Wells Fargo Clearing and Wells Fargo Advisors LLC, as well as Cox & Associates, Inc. Outside of his advisory role, he volunteers as a spotter for NBC Sports during select PGA Tour golf events. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving individuals, corporations, retirement plans, trusts, foundations, and nonprofit organizations. The firm offers a variety of advisory programs and investment strategies, combining firm-developed and third-party models, with oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Tyson P

Series 63, Series 66

Troy, AL

Benjamin F. Edwards & Company, Inc.

Tyson Pugh is a financial advisor at Benjamin F. Edwards & Company, Inc. with 12 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Wells Fargo Clearing Services LLC and American Fidelity Assurance. Outside of his advisory role, he owns and operates a cattle farming business in Troy, Alabama. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving individuals, corporations, retirement plans, trusts, and nonprofit organizations. The firm offers a variety of advisory programs and employs a combination of firm-developed and third-party investment models with ongoing strategic oversight.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Ashley C

Series 66

Troy, AL

Benjamin F. Edwards & Company, Inc.

Ashley Chaisson is a financial advisor at Benjamin F. Edwards & Company, Inc. with one year of industry experience. She holds a Series 66 designation and has prior roles in community and outreach organizations as well as customer service positions. Outside of her advisory work, she is a barre instructor in Troy, Alabama. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and nonprofit organizations, offering a range of advisory programs and investment strategies that combine firm-developed and third-party models with periodic strategic review.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Charles C

Series 66

Troy, AL

Benjamin F. Edwards & Company, Inc.

Charles Carson is a financial advisor at Benjamin F. Edwards & Company, Inc. with 12 years of industry experience. He previously worked at Wells Fargo Advisors, LLC and Wells Fargo Clearing before joining Benjamin F. Edwards in 2022. Carson is also the author of the book *Made to Multiply*. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving individuals, corporations, retirement plans, trusts, foundations, and charitable and educational organizations. The firm offers a range of advisory programs and investment strategies, combining firm-developed and third-party models with ongoing oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Ian M

Series 66

Troy, AL

Edward Jones

Ian Mc Gaughey is a financial advisor with Edward Jones in Troy, Alabama, holding a Series 66 designation and beginning his advisory career in 2024. Prior to joining Edward Jones, he spent time at New York Life and has experience in various business ventures including outdoor retail and design. Outside of his advisory work, Mc Gaughey volunteers as a golf coach at Charles Henderson High School. Edward Jones is a full-service wealth management firm serving a broad range of individual and institutional clients, offering multiple advisory programs and a nationwide network of over 23,700 financial advisors. The firm provides discretionary and non-discretionary investment solutions, tax-efficient services, and maintains affiliated capabilities such as a trust company and proprietary mutual funds.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Walter C

Series 63, Series 66

Troy, AL

Cetera

Walter Cotton Jr. is a financial advisor at Cetera with 24 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked for Avantax Investment Services, Inc. and related entities for over a decade. Outside of his advisory role, he serves as treasurer for the nonprofit United Appeal and holds a board position with the Pike County Republican Executive Committee. Cetera Investment Advisers serves a diverse client base including individual, high-net-worth, institutional, and retirement-plan clients through a large network of independent advisors. The firm offers a range of portfolio management, financial planning, and fiduciary services, combining advisor-managed accounts with firm-sponsored model portfolios and third-party solutions.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet) Approaching retirement
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