Eric Scheffler

Charles Sauberan is a financial advisor at Sauberan & Company, LLC in Lockport, NY, holding the CFP® designation with over 35 years of industry experience. He has worked with Moldenhaur & Associates and Commonwealth Financial Network, and previously with Conn General Life Insurance Company. Sauberan & Company provides financial planning and discretionary investment management to individuals, families, small businesses, trusts, estates, and charitable organizations, typically serving clients with at least $200,000 in investable assets. The firm uses a macroeconomic, top-down investment approach combining fundamental, qualitative, and quantitative analysis, managing accounts on a discretionary basis with an emphasis on capital preservation and long-term horizons.

David Caldwell is a financial advisor at Harvest Capital Assets, LLC with six years of industry experience. He holds a Series 65 designation and has been with Harvest Capital Assets since 2015. Harvest Capital Assets, LLC provides discretionary and non-discretionary portfolio management and advisory services to individual and high-net-worth clients. The firm tailors portfolios to client goals and risk tolerance, employing a variety of investment vehicles and strategies, including individual securities, private placements, and venture capital, and manages all client assets in-house.

Alexander Skabry is a financial advisor at Harvest Capital Assets, LLC with 15 years of industry experience. He holds the Series 66 designation and has been with Harvest Capital Assets since 2010. The firm provides discretionary and non-discretionary portfolio management and advisory services to individual and high-net-worth clients, tailoring portfolios to client goals and employing a variety of investment strategies and vehicles. Harvest Capital Assets manages all client assets internally and offers access to private placements, venture capital, and higher-risk trading strategies without an account minimum.

James Hedges II is a financial advisor at Harvest Capital Assets, LLC with 17 years of industry experience. He holds a Series 66 designation and has previously worked at Wells Fargo Advisors and Wells Fargo Clearing Services. Harvest Capital Assets, LLC provides discretionary and non-discretionary portfolio management and advisory services to individual and high-net-worth clients. The firm manages all client assets in-house, employs a variety of investment strategies including private placements and venture capital, and operates without an account minimum.

Kevin Sullivan is a financial advisor with Warner Wealth, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. His prior roles include positions at LPL Financial, KD Sullivan Wealth Strategies, and Ameriprise Financial Services. Sullivan is also a published author, known for his book "Managing Income in Retirement," and hosts a podcast focused on physician wealth. Warner Wealth serves individuals and families, including high net worth clients, as well as entrepreneurs and business owners, providing financial planning, estate and tax planning, and discretionary wealth management. The firm uses a core-and-satellite investment approach with custom allocations and employs third-party program solutions alongside business-focused planning and multi-generational financial literacy efforts.

Roger Malcolm is a financial advisor with Sequent Planning, LLC, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. His prior roles include positions at Bankers Life Advisory Services and Mass Mutual Investors Services. He is also president and CEO of KDM Wealth Consultants, LLC. Sequent Planning, LLC is an SEC-registered advisory firm serving individuals, including high-net-worth clients, and retirement plan sponsors with discretionary asset management, financial planning, and retirement plan consulting. The firm manages approximately $395 million in assets and employs ETF-based strategic models alongside educational programs and newsletters for clients.