Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65
Experience Industry experience
26 years
Location
Eaton, OH 45320
Harbour Investments, Inc.
Multi-team
Gavin Dues is a financial advisor with Harbour Investments, Inc. in Eaton, OH, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been involved with Harbour Investments since 2012 and also operates Dues Wealth Management LLC and Dues & Dues Partnership. Outside of his advisory roles, he is an independent insurance agent and is involved with Dues Law, LLC. Harbour Investments provides investment advisory and financial planning services to a diverse client base, including individual investors, charitable and corporate clients, and retirement plans. The firm uses a combination of fundamental and technical analysis to create customized investment strategies and offers a range of portfolio management options, including model-based solutions through a subscription platform.
Based on Harbour Investments, Inc.
Flat fees generally range between $200 to $2,500 depending on the scope of the plan, negotiable.
$0 - $5,000: No advisory fee assessed $5,000+: Negotiable, up to a maximum of 2.0% annually
Commission-based products are offered; fees on AUM may be waived for agreed periods after commission sales.
Hourly consultation fees generally range from $50 to $300 per hour, negotiable.
Harbour Traded Model Platform charges a 0.15% platform fee plus Advisor’s Fee up to 2.0%, with possible additional transaction fees.
Minimum fee: Accounts with values under $5,000 at Pershing Advisor Solutions and/or Charles Schwab do not pay advisory fees. Service fees may be higher for accounts under $25,000. Fee-only: Negotiable hourly fees generally range from $50 to $300 per hour; flat fees generally range from $200 to $2,500 depending on the scope of the plan.
Eaton, OH
122 W Decatur St, Suite C
Eaton OH 45320
Advisors at this office
1
Ohio
26 years of industry experience
Dues & Dues Partnership
2016 - Present • 10 years
Eaton, OH
Dues Wealth Management Llc
2012 - Present • 14 years
Eaton, OH
Harbour Investments, Inc
2012 - Present • 14 years
Madison, WI
Wells Fargo Advisors
2009 - 2012 • 3 years
Dayton, OH
FIFTH THIRD SECURITIES, Inc.
2007 - 2009 • 2 years
OH
U.S. Bancorp Investments, Inc.
2005 - 2006 • 1 year
OH
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
A client's investment-related complaint, arbitration or lawsuit, including ones that were denied, withdrawn or settled.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 65
Richmond, IN
Spectrum Advisors Financial, LLC
Donald House Jr. is the principal advisor at Spectrum Advisors Financial, LLC in Richmond, Indiana, with 17 years of industry experience. He holds a Series 65 designation and has worked at SimpliFinancial LLC since 2018 and Spectrum Advisors Financial since 2009. In addition to his advisory work, he owns and operates insurance businesses and also offers the sale of gold as a side activity. Spectrum Advisors Financial provides financial planning and advisory services to pension and profit-sharing plans, trusts, estates, charitable organizations, small businesses, and individuals. The firm delivers written financial plans and ongoing reviews while recommending third-party money managers to implement investment strategies, without taking custody of client assets.
Series 66
Brookville, OH
Miami Valley Portfolio Management Inc
Tyler Behnken is a financial advisor at Miami Valley Portfolio Management Inc with Series 66 credentials and three years of industry experience. His prior work includes roles at StoneX Securities Inc and several positions in insurance and sales. Outside of financial advising, he is involved in aerial photography and videography through his business, Fly Guys, and participates as a client partner in an Amazon e-commerce venture. Miami Valley Portfolio Management provides discretionary asset management to individuals, high net worth clients, foundations, estates, and trusts. The firm employs an active, tactical allocation strategy using technical signals to manage portfolios across various asset classes.
Series 63
Brookville, OH
Miami Valley Portfolio Management Inc
Michael Moran is a financial advisor with Miami Valley Portfolio Management Inc and holds a Series 63 designation. He has 41 years of industry experience, including 11 years at StoneX Securities Inc and 11 years at Wrp Investments, Inc. He is also involved in community service as a member and officer of the Kiwanis Club of Brookville. Miami Valley Portfolio Management provides discretionary asset management primarily to individuals, high net worth clients, foundations, estates, and trusts. The firm employs an active, tactical allocation approach using technical tools to manage portfolios across multiple strategies.
Series 63
Brookville, OH
Miami Valley Portfolio Management Inc
Scott Behnken is a financial advisor at Miami Valley Portfolio Management Inc with 46 years of industry experience. He holds a Series 63 designation and has worked at StoneX Advisors Inc and StoneX Securities Inc. Behnken is a board member of the Dayton Foundation’s development committee. Miami Valley Portfolio Management provides discretionary asset management to individuals, including high net worth clients, as well as foundations, estates, and trusts. The firm employs an active, tactical allocation approach using technical indicators to manage portfolios across mutual funds, ETFs, stocks, and bonds.
Series 63
Brookville, OH
Miami Valley Portfolio Management Inc
Kent Behnken is a financial advisor with Miami Valley Portfolio Management Inc and holds a Series 63 designation. He has over 40 years of industry experience, including roles at StoneX Advisors Inc and StoneX Securities Inc. Outside of advising, he is involved in several business ventures including a background check company, a children’s book investor role, and participation in an art gallery and entertainment business. Miami Valley Portfolio Management provides discretionary asset management primarily to individuals, high net worth clients, foundations, estates, and trusts. The firm employs an active, tactical allocation strategy utilizing technical indicators to manage portfolios across various asset classes.
Series 63, Series 65
Brookville, OH
AlphaStar Capital Management
Charles Neumaier is a financial advisor at AlphaStar Capital Management with 19 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at AlphaStar since 2014. In addition to his advisory role, he assists individuals with claims under the Energy Employees Occupational Illness Compensation Program Act, a non-investment related activity he has been involved in since 2004. AlphaStar Capital Management serves a diverse client base including individuals, trusts, small businesses, and other advisers, offering discretionary and non-discretionary portfolio management along with financial planning and retirement consulting. The firm utilizes strategic asset allocation, quantitative analysis, and third-party research, providing both model and custom investment strategies.
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