Gregory James Fleming

Daniel Krueger is a financial advisor with Moors & Cabot, Inc. He holds Series 63 and Series 65 licenses and has 33 years of industry experience. His prior work includes seven years at B.B. Graham & Co. and over three decades at Krueger Brokerage Inc. He serves as a finance committee member for First Christian Church in Keokuk, Iowa. Moors & Cabot serves a diverse client base including individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers investment management through a Portfolio Management Program and flexible advisory services tailored to clients’ objectives and risk tolerances, utilizing a range of strategies and third-party sub-advisors.

Robert Kelly is a financial advisor at Moors & Cabot, Inc. with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at B.B. Graham & Co. and Krueger Brokerage Inc. Kelly serves as a board member on the Keokuk City Council, participating in local government discussions on a volunteer basis. Moors & Cabot provides investment management and financial planning services to retail and high-net-worth individuals, corporations, pension plans, and charitable organizations, offering tailored portfolio strategies and a range of advisory arrangements.

Nicholas Profeta is a financial advisor at Moors & Cabot, Inc. in Keokuk, Iowa, holding a Series 66 designation with one year of industry experience. His prior experience includes roles at KIST Advisory Group, Southwestern Community College, and Darkside. Moors & Cabot serves retail and high-net-worth individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations by providing investment management, financial planning, and consulting services. The firm employs a portfolio management program that emphasizes customized strategies such as asset allocation and both fundamental and technical analysis.

John Dunlap is a financial advisor with Cambridge Investment Research Advisors in Keokuk, IA, holding Series 63 and Series 65 licenses and 12 years of industry experience. He has worked at Cambridge Investment Research Advisors since 2018 and previously at Questar Asset Management and Pruco Securities. Outside of his advisory role, Dunlap is an enrolled agent providing tax preparation and bookkeeping services through his business, Taxes Plus, and serves as a board member for the Knights of Columbus. Cambridge Investment Research Advisors serves a diverse client base including individuals, pension and profit-sharing plans, charitable organizations, and trusts by offering financial planning, investment management, retirement plan advisory, and financial-wellness services through a network of independent professionals. The firm provides multiple portfolio management options, including proprietary and third-party strategies, with flexible implementation tailored to client objectives.

Adrian Schmidt is a financial advisor at Ameriprise with a Series 66 designation and two years of industry experience. Prior to joining Ameriprise in 2023, his background includes roles at DoorDash and Red Robin Gourmet Burgers and Brews. Outside of financial advising, he has experience working in the food service sector. Ameriprise Financial Services is a large, diversified advisory firm serving individual and institutional clients. The firm offers a Premier Retirement Income service that provides written recommendation reports and ongoing retirement-income planning advice focused on dependable income sources and tax-aware withdrawal strategies.

James Farmer is a financial advisor with LPL Financial in Carthage, IL, holding a ChFC® designation and Series 63 and 65 licenses, with 41 years of industry experience. His prior roles include positions at First Bankers Trust Co., Cambridge Investment Research Advisors, and Mass Mutual Investors Services. He is also involved in non-variable insurance through Long Term Care Partners, Inc. and MassMutual-Indianapolis IN Agency. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions by offering financial planning, model portfolios, third-party asset management, and institutional platforms.