Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
ChFC®, Series 63, Series 65
Experience Industry experience
41 years
Location
Carthage, IL 62321
LPL Financial
Institution
James Farmer is a financial advisor with LPL Financial in Carthage, IL, holding a ChFC® designation and Series 63 and 65 licenses, with 41 years of industry experience. His prior roles include positions at First Bankers Trust Co., Cambridge Investment Research Advisors, and Mass Mutual Investors Services. He is also involved in non-variable insurance through Long Term Care Partners, Inc. and MassMutual-Indianapolis IN Agency. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions by offering financial planning, model portfolios, third-party asset management, and institutional platforms.
Based on LPL Financial
Based on LPL Financial
Flat fees up to $15,000 for financial planning and consulting services
Up to $500 per hour for financial planning and consulting services
Carthage, IL
1395 Buchanan Street
Carthage IL 62321
Advisors at this office
2
Arizona · Illinois · Texas
41 years of industry experience
LPL Financial
2013 - Present • 13 years
Quincy, IL
First Bankers Trust Co.
2010 - Present • 16 years
Quincy, IL
Cambridge Investment Research Advisors
2007 - 2013 • 6 years
Quincy, IL
Mass Mutual Investors Services
1998 - 2007 • 9 years
Quincy, IL
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 63, Series 65
Keokuk, IA
Moors & Cabot, Inc.
Daniel Krueger is a financial advisor with Moors & Cabot, Inc. in Keokuk, Iowa, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He has worked at B.B. Graham & Co. since 2014 and has operated Krueger Brokerage Inc. since 1992. Outside of his advisory work, he serves on the Finance Committee of the First Christian Church in Keokuk. Moors & Cabot serves retail and high-net-worth individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers portfolio management, fee-based financial planning, consulting, and advice-only services, employing a range of analytical approaches and investment strategies.
Series 63, Series 65
Keokuk, IA
Moors & Cabot, Inc.
Robert Kelly is a financial advisor at Moors & Cabot, Inc. with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at B.B. Graham & Co. and Krueger Brokerage Inc. Outside of his advisory work, he serves as a board member on the Keokuk City Council. Moors & Cabot serves retail and high-net-worth individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers portfolio management, fee-based financial planning, and consulting, employing a range of investment analysis methods and strategies.
Series 66
Keokuk, IA
Moors & Cabot, Inc.
Nicholas Profeta is a financial advisor at Moors & Cabot, Inc. with one year of industry experience. He holds a Series 66 designation and has previously worked at KIST Advisory Group, Southwestern CC, Darkside, and Keokuk School. Moors & Cabot serves retail and high-net-worth individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers portfolio management, fee-based financial planning, consulting, and advice-only services, utilizing various analysis methods and strategies, and works with third-party and affiliated sub-advisors.
Series 66
Keokuk, IA
Ameriprise
Adrian Schmidt is a financial advisor at Ameriprise with a Series 66 designation and two years of industry experience. Prior to joining Ameriprise in 2023, his background includes roles at DoorDash and Red Robin Gourmet Burgers and Brews. Outside of financial advising, he has experience working in the food service sector. Ameriprise Financial Services is a large, diversified advisory firm serving individual and institutional clients. The firm offers a Premier Retirement Income service that provides written recommendation reports and ongoing retirement-income planning advice focused on dependable income sources and tax-aware withdrawal strategies.
Series 63, Series 66
Keokuk, IA
Edward Jones
Gregory Fleming is a financial advisor with Edward Jones in Keokuk, Iowa, holding Series 63 and Series 66 licenses. He has 25 years of industry experience, all of which has been with Edward Jones since 2000. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs and investment options through a large network of financial advisors and branch offices.
CFP®, Series 63
Carthage, IL
Raymond James Financial
David Fox is a CFP®-designated financial advisor with Raymond James Financial in Carthage, IL, bringing 30 years of industry experience. He has held senior roles at Marine Bank & Trust Company since 2007 and served at Mercantile Bank in Quincy, IL. Fox is a member of the Finance Committee for the Community Foundation of the Quincy Area. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to a diverse client base, including individuals, institutions, and charitable organizations. The firm offers tailored, non-discretionary advice using advanced analytical tools and supports both advisory programs and institutional consulting.
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