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Heather M Verrill

Advisor at Principal Financial Services — Buckfield, ME

Updated today

Credentials

Series 63, Series 66

Experience

7 years

Location

Buckfield, ME

Principal Financial Services logo

Principal Financial Services

Enterprise

Total advisors

1,464

Across 577 offices

Clients per advisor

35 Very Low

Avg AUM per client

$324,050 Low

HNW client ratio

5% Low

About

Heather Verrill is a financial advisor at Principal Financial Services with seven years of industry experience. She holds Series 63 and Series 66 licenses and previously worked at firms including Cornerstone Wealth Planning, LPL Financial, Androscoggin Bank, and Key Bank. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, offering direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions under various arrangements that include discretionary investment implementation and ongoing client reviews.

Client services

Based on Principal Financial Services

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Occupation focus

Based on Principal Financial Services

Retired Founder/Business Owner

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Fee options

Percentage

$0 - $149,999: Up to 1.75% $150,000 - $249,999: Up to 1.75% $250,000 - $500,000: Up to 1.75% $500,001 - $999,999: Up to 1.20% $1,000,000 - >$2,000,000: Up to 1.10% to 0.90% (SEI Mutual Fund Model Program tiered beyond $1,000,000)

Project-based
Subscriptions

Location

See office

Buckfield, ME

Buckfield ME

Advisors at this office

1

Most active in

Maine

Work history

7 years of industry experience

Principal Financial Services

2022 - Present • 4 years

Des Moines, IA

Principal LIfe Insurance

2022 - Present • 4 years

Buckfield, ME

Cornerstone Wealth Planning

2021 - 2022 • 1 year

Auburn, ME

LPL Financial, LLC

2021 - 2022 • 1 year

Auburn, ME

Androscoggin Bank

2018 - 2021 • 3 years

Auburn, ME

TD Bank, NA

2018 - 2018 • 1 year

Auburn, ME

key Investment Services LLC

2015 - 2018 • 3 years

Portland, ME

Key Bank, NA

2012 - 2018 • 6 years

Portland, ME

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Hyla F

Series 65, Series 63

Norway, ME

Key Investment Services LLc

Hyla Fahsholtz is a financial advisor at Key Investment Services LLC with five years of industry experience. Hyla holds Series 65 and Series 63 licenses and previously worked at TD Bank N.A. and TD Private Client Wealth LLC from 2014 to 2023. Key Investment Services LLC serves individuals, trusts, estates, small businesses, and corporate clients through various wrap-fee advisory programs, model portfolios, and managed accounts. The firm emphasizes client-directed investment strategies, ongoing monitoring, and access to third-party discretionary managers, operating as part of the KeyCorp group with connections to affiliated banking and capital markets entities.

ESG / Sustainable investing Tax-loss harvesting Passive / index investing Active portfolio management
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Melissa G

Series 66

Auburn, ME

Edward Jones

Melissa Groves is a financial advisor with Edward Jones in Auburn, ME, holding a Series 66 designation and having nine years of industry experience. Prior to her current role, she worked at Pine Tree Orthopedic and Rite Aid. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, including high-net-worth households and charitable organizations. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs, discretionary and non-discretionary strategies, and affiliated investment products.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive

Ronald T

Series 66, Series 63

Turner, ME

Edward Jones

Ronald Trahan is a financial advisor with Edward Jones, holding Series 66 and Series 63 designations and five years of industry experience. He previously worked at LPL Financial and the Gosline-Murchie Agency. Outside of his advisory role, Trahan serves as a high school basketball official in Brunswick, Maine. Edward Jones is a full-service wealth management firm serving individual and institutional clients, offering a range of discretionary and non-discretionary investment strategies, including tax-efficient services and access to affiliated mutual funds. The firm operates under a fiduciary standard and manages approximately $1.01 trillion in assets with a large national network of advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive

Benjamin H

Series 66

Auburn, ME

Edward Jones

Benjamin Holmes is a financial advisor at Edward Jones in Auburn, ME, holding a Series 66 designation. He began his advisory career with Edward Jones in 2025 and has prior experience in various roles including positions at Preferred Therapy Solutions and North Country Associates. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients with approximately $1.01 trillion in assets under management. The firm offers a range of advisory programs and investment strategies supported by a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Stephen C

Series 63, Series 65

Auburn, ME

LPL Financial

Stephen Carew is a financial advisor at LPL Financial with 31 years of industry experience. He holds Series 63 and 65 licenses and has previously worked at OSAIC, Sagepoint Financial, Mass Mutual Investors Services, Massachusetts Mutual Life Insurance Company, and Metlife Securities. Carew is a partner and shareholder in BGA Advisors, Inc. and Varney Retirement Services LLC, which focus on the sale and servicing of employer-sponsored retirement plans and individual investments. LPL Financial is a national investment adviser and broker-dealer serving individuals, retirement plans, institutions, and charitable organizations. The firm offers financial planning, advisory programs, retirement plan consulting, and brokerage services, providing both discretionary and non-discretionary management supported by research and model portfolios.

College savings (529s, UTMA, etc.)

Eric T

Series 66, Series 63

South Paris, ME

Edward Jones

Eric Tierno is a financial advisor at Edward Jones with 10 years of industry experience. He holds Series 66 and Series 63 licenses and has worked previously at Measured Wealth Private Client Group, Sugar River Bank/LPL Financial, and FlowBelow. Outside of his advisory role, he is president and 50% owner of TGAAP INC, a corporation formed to hold an aircraft jointly with a business partner. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and charitable organizations. The firm manages approximately $1.01 trillion in assets under management through a nationwide network of financial advisors and offers a variety of advisory and investment solutions under a fiduciary standard.

Business ownership considerations Business exit / sale strategy Key person insurance & risk mitigation Family Business Business succession planning Military & Veterans Founder/Business Owner Real Estate Professional Doctor or Medical Professional
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