James Bernard
Advisor at Janney Montgomery Scott — Ligonier, PA
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 66
Experience Industry experience
2 years
Location
Ligonier, PA 15658-1228
Janney Montgomery Scott
Enterprise
Clients per advisor
179 Very HighAvg AUM per client
$406,735 TypicalHNW client ratio
42% Very HighJames Bernard is a financial advisor with Janney Montgomery Scott, holding a Series 66 designation and one year of industry experience. Prior to his current role, he worked at First Commonwealth Bank and held previous positions at Janney Montgomery Scott. There are no additional notable activities reported. Janney Montgomery Scott LLC is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $110 billion in client assets. The firm serves a diverse client base including individuals, families, trusts, corporations, and municipal clients, offering a range of brokerage, financial planning, and advisory services through in-house and third-party portfolio management.
Based on Janney Montgomery Scott
Based on Janney Montgomery Scott
Flat fees may be charged for financial planning, consulting services, and certain Retirement Plan Investment Advisory Services.
$0 - $500,000: up to 2.00% $500,001 - $1,000,000: up to 2.00% $1,000,001 - $3,000,000: up to 2.00% $3,000,001 - $5,000,000: up to 2.00% $5,000,001 - $15,000,000: up to 2.00% $15,000,001 - $25,000,000: up to 2.00% $25,000,001+: up to 2.00%
Commission-based annuities held in non-qualified Partners Advisory and Compass Programs; commissions and trails may apply.
Account minimum: $5,000
Ligonier, PA
121 East Main Street
Ligonier PA 15658-1228
Advisors at this office
10
Pennsylvania
2 years of industry experience
Janney Montgomery Scott
2024 - Present • 2 years
Ligonier, PA
Janney Montgomery Scott
2024 - 2024 • 1 year
Ligonier, PA
First Commonwealth Bank
2023 - 2023 • 1 year
Pittsburgh, PA
Student
2020 - 2024 • 4 years
California, PA
Daniels' Hardware
2018 - 2020 • 2 years
South Park, PA
Student
2014 - 2020 • 6 years
Jefferson Hills, PA
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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