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James David Parker

Advisor at Fremont Financial Advisors Inc. — Riverton, WY

Updated today

Credentials

Series 63, Series 66, Series 65

Experience

10 years

Location

Riverton, WY 82501

Fremont Financial Advisors Inc. logo

Fremont Financial Advisors Inc.

Supported

Total advisors

2

Clients per advisor

18 Low

Avg AUM per client

$247,216 Very Low

HNW client ratio

6% Very Low

About

James Parker is an investment advisor representative at Fremont Financial Advisors Inc. with 10 years of industry experience. He holds Series 63, 65, and 66 licenses and is also involved as an owner in related businesses including Wyoming Benefits, Inc. and Sun Realty Inc., where he is a licensed real estate broker. Fremont Financial Advisors serves small businesses and individual clients, focusing on medium- to high-net-worth households by providing comprehensive financial planning and coordinating outside specialists. The firm acts primarily as a solicitor and asset gatherer, offering clients access to multiple outsourced investment platforms and supporting regular client communication and review processes.

Client services

Based on Fremont Financial Advisors Inc.

Financial planning Pension consulting Selection of other advisers
Small business planning, personal finance manager

Expertise

Based on Fremont Financial Advisors Inc.

Active portfolio management Tax-loss harvesting Passive / index investing Real estate investing

Occupation focus

Based on Fremont Financial Advisors Inc.

Founder/Business Owner

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Fee options

Percentage

$0 - $1,000,000: 1.35% total (MIAM 0.80% + FFA 0.55%) >$1,000,000 - $5,000,000: 1.10% total (MIAM 0.65% + FFA 0.45%) >$5,000,000+: 0.85% total (MIAM 0.50% + FFA 0.35%) $0 - $249,999: 1.25% (FFA on Betterment platform) $250,000 - $499,999: 0.95% (FFA on Betterment platform) $500,000 - $2,000,000: 0.65% (FFA on Betterment platform) >$2,000,000+: Negotiable (FFA on Betterment platform) $0 - $5,000,000: 1.00% total (VCM 0.60% + FFA 0.40%) for Growth, Balanced, and Target Return strategies >$5,000,000+: Negotiable (VCM and FFA for all strategies)

Project-based

$75-$125 per hour for coordination and administration of meetings

Other

Account minimum: $10,000 for MIAM and Betterment platforms; typically $100,000 for VCM platform (negotiable on individual basis) Fee-only: Hourly fee $75-$125 for coordination and administration of meetings

Location

Riverton, WY

2220 Riverview Road

Riverton WY 82501

Advisors at this office

2

Most active in

Wyoming

Work history

10 years of industry experience

Fremont Financial Advisors, Inc.

2013 - Present • 13 years

Riverton, WY

Sun Realty Inc.

2013 - Present • 13 years

Riverton, WY

Wyoming Benefits, Inc.

2011 - Present • 15 years

Riverton, WY

Fremont Financial Inc.

1998 - Present • 28 years

Riverton, WY

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Kathleen P

Series 65

Riverton, WY

Fremont Financial Advisors Inc.

Kathleen Parker is a financial advisor at Fremont Financial Advisors Inc. in Riverton, WY, with 13 years of industry experience. She holds a Series 65 designation and has been with Fremont Financial Advisors since 2007. Parker is also licensed to sell life, accident, health, sickness, and disability insurance in Wyoming, dedicating approximately 10% of her time to this area. Fremont Financial Advisors serves small businesses and individual clients, focusing on medium- to high-net-worth households by providing comprehensive financial planning and coordinating with external specialists. The firm facilitates client investment through third-party RIAs and a digital advisory option without directly managing client assets.

Active portfolio management Tax-loss harvesting Passive / index investing Real estate investing Founder/Business Owner
user avatar

Michael Z

Series 63

Riverton, WY

Commonwealth Financial Network

Michael Zirbel is a financial advisor at Commonwealth Financial Network with 43 years of industry experience. He holds the Series 63 designation and has been with Commonwealth since 2014. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their retail and institutional clients. The firm provides a range of advisory programs and back-office support, including investment management, compliance, and technology services, enabling advisors to construct client portfolios using various securities and insurance products.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired

Grace A

ChFC®, Series 66

Riverton, WY

Edward Jones

Grace Andrus is a ChFC® and Series 66 credentialed financial advisor with Edward Jones, where she has worked since 2014, accumulating nine years of industry experience. She serves on the City of Riverton Planning Commission in Wyoming. Edward Jones is a full-service wealth management firm that serves over four million individual and institutional clients, managing approximately $1.01 trillion in assets through a broad network of advisors and branch offices. The firm offers a range of advisory programs and affiliated investment products under a fiduciary standard.

Business ownership considerations General retirement planning Wealth management Military & Veterans Founder/Business Owner Intergenerational Families
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Michael P

CFP®, Series 66

Riverton, WY

Edward Jones

Michael Pryor is a financial advisor at Edward Jones in Riverton, Wyoming, holding the CFP® and Series 66 designations with 12 years of industry experience. He has been with Edward Jones since 2013. Outside of his advisory role, he serves as vice-chairman of the City of Riverton Airport Board and is involved in managing several private business ventures and investment entities, including a limited partnership focused on energy investments. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a wide range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds. The firm operates under a fiduciary standard and maintains a large national network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Robert O

Series 63

Riverton, WY

LPL Financial

Robert Olson is a financial advisor with LPL Financial in Riverton, Wyoming. He holds the Series 63 designation and has 32 years of industry experience. His career includes over 30 years with various insurance companies alongside his tenure at LPL Financial since 1993. Olson also serves as a notary in a minimal capacity. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers financial planning, advisory programs, retirement plan consulting, and brokerage services, utilizing a range of model portfolios and research resources.

College savings (529s, UTMA, etc.)
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Jeffrey V

Series 63

Riverton, WY

LPL Financial

Jeffrey Vincent is a financial advisor with LPL Financial, holding a Series 63 designation and over 37 years of industry experience. He has been with LPL Financial since 1991 and concurrently operates Vincent Financial Services, Inc., an RIA, while also serving as a college instructor at Central Wyoming College since 1996. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a wide range of advisory programs, financial planning, and brokerage services, supporting both discretionary and non-discretionary management with access to model portfolios, research, and specialized strategies.

College savings (529s, UTMA, etc.)
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