Fremont Financial Advisors Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$8,899,782
Clients
36
Advisors
2
of 2 employees
About
Fremont Financial Advisors serves small businesses and individual clients, with a focus on medium- to high-net-worth households, providing comprehensive financial planning, coordination of outside specialists, and access to outsourced investment management rather than directly managing client assets. The firm acts primarily as a solicitor and asset gatherer, offering clients a choice among three investment platforms managed by third-party RIAs and a digital advisory option.
The firm’s process centers on coordinating a network of external experts — accountants, TPAs, actuaries, estate attorneys and money managers — and working with clients to complete an Investment Profile Questionnaire so a suitable platform and strategy can be selected. Clients receive regular custodial reports from their chosen managers, and Fremont facilitates client meetings, periodic reviews, and communication with the underlying portfolio managers.
Fremont is atypical for a firm of its size because both of its principal advisors hold insurance licenses and one principal is a licensed real estate broker; the brochure describes real estate and insurance services as integrated into the firm’s “total asset management” planning when in the client’s interest. The firm also charges an hourly fee for coordination and administration of multi-advisor consultations and maintains formal strategic alliances with privately owned RIAs to provide distinct value- and income-oriented investment strategies alongside a robo-advice platform.
Client services
Expertise
Occupation focus
Fee options
$0 - $1,000,000: 1.35% total (MIAM 0.80% + FFA 0.55%) >$1,000,000 - $5,000,000: 1.10% total (MIAM 0.65% + FFA 0.45%) >$5,000,000+: 0.85% total (MIAM 0.50% + FFA 0.35%) $0 - $249,999: 1.25% (FFA on Betterment platform) $250,000 - $499,999: 0.95% (FFA on Betterment platform) $500,000 - $2,000,000: 0.65% (FFA on Betterment platform) >$2,000,000+: Negotiable (FFA on Betterment platform) $0 - $5,000,000: 1.00% total (VCM 0.60% + FFA 0.40%) for Growth, Balanced, and Target Return strategies >$5,000,000+: Negotiable (VCM and FFA for all strategies)
$75-$125 per hour for coordination and administration of meetings
Account minimum: $10,000 for MIAM and Betterment platforms; typically $100,000 for VCM platform (negotiable on individual basis) Fee-only: Hourly fee $75-$125 for coordination and administration of meetings
Main office
2220 Riverview Road
Riverton WY 82501
Advisors at this office
2
Most active in
Wyoming
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Kathleen P
Series 65
Riverton, WY
Fremont Financial Advisors Inc.
Kathleen Parker is a financial advisor at Fremont Financial Advisors Inc. in Riverton, WY, with 13 years of industry experience. She holds a Series 65 designation and has been with Fremont Financial Advisors since 2007. Parker is also licensed to sell life, accident, health, sickness, and disability insurance in Wyoming, dedicating approximately 10% of her time to this area. Fremont Financial Advisors serves small businesses and individual clients, focusing on medium- to high-net-worth households by providing comprehensive financial planning and coordinating with external specialists. The firm facilitates client investment through third-party RIAs and a digital advisory option without directly managing client assets.
James P
Series 63, Series 65, Series 66
Riverton, WY
Fremont Financial Advisors Inc.
James Parker is an investment advisor representative with Fremont Financial Advisors Inc. in Riverton, Wyoming, holding Series 63, 65, and 66 licenses and 11 years of industry experience. He is also owner of Fremont Financial Inc., Wyoming Benefits, Inc., and Sun Realty Inc., where he engages in health, life, and annuities insurance, group voluntary products, and real estate brokerage. Fremont Financial Advisors serves small businesses and individual clients, focusing on medium- to high-net-worth households by providing comprehensive financial planning and coordinating outside specialists. The firm offers access to outsourced investment management through third-party RIAs and a digital advisory option, emphasizing a collaborative process with external experts to select suitable platforms and strategies.
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