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James Mac Tate

Advisor at Equitable Advisors — Riverton, WY

Updated today

Credentials

Series 63, Series 65

Experience

52 years

Location

Riverton, WY

Equitable Advisors logo

Equitable Advisors

Institution

Total advisors

4,670

Across 967 offices

Clients per advisor

16 Very Low

Avg AUM per client

$609,299 High

HNW client ratio

47% Very High

About

James Tate is a financial advisor with Equitable Advisors, holding Series 63 and Series 65 licenses and bringing 52 years of industry experience. He has been with Equitable Advisors and its predecessor, Axa Advisors, since 1999. Tate is also appointed to sell outside insurance business outside of the Equitable network. Equitable Advisors serves a diverse client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers financial planning, retirement plan consulting, and various asset management programs, delivering services through a network of Investment Adviser Representatives and utilizing both proprietary and third-party asset management solutions.

Client services

Based on Equitable Advisors

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Equitable Advisors

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance

Occupation focus

Based on Equitable Advisors

Founder/Business Owner Retired Executive

Demographic focus

Based on Equitable Advisors

Approaching retirement Sandwich Generation

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Fee options

Fixed

Financial planning fixed fees range from $250 to $25,000.

Percentage

$0+: 0% for financial planning fees (not AUM based) $0+: 0.20% to 2.50% annually for asset management advisory services, depending on the LPL or TAMP program and asset levels as summarized in detailed tier chart $0+: 0.30% to 2.50% maximum annual advisory fees across various LPL programs and TAMPs, negotiable

Commissions

Brokerage and insurance commissions are received when clients purchase such products separately from advisory services.

Project-based

Financial planning hourly fees generally range from $100 to $400 per hour.

Other

Minimum fee: Financial planning fixed fees range from $250 to $25,000 for new clients; follow-on reviews range from $250 to $12,500. Hourly rates range from $100 to $400 per hour. Fee-only: Financial planning fixed fees $250 to $25,000, hourly fees $100 to $400 per hour.

Location

See office

Riverton, WY

Riverton WY

Advisors at this office

1

Most active in

Wyoming

Work history

52 years of industry experience

Equitable Advisors

1999 - Present • 27 years

New York, NY

Axa Advisors, Llc

1999 - 2020 • 21 years

New York, NY

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Kathleen P

Series 65

Riverton, WY

Fremont Financial Advisors Inc.

Kathleen Parker is a financial advisor at Fremont Financial Advisors Inc. in Riverton, WY, with 13 years of industry experience. She holds a Series 65 designation and has been with Fremont Financial Advisors since 2007. Parker is also licensed to sell life, accident, health, sickness, and disability insurance in Wyoming, dedicating approximately 10% of her time to this area. Fremont Financial Advisors serves small businesses and individual clients, focusing on medium- to high-net-worth households by providing comprehensive financial planning and coordinating with external specialists. The firm facilitates client investment through third-party RIAs and a digital advisory option without directly managing client assets.

Active portfolio management Tax-loss harvesting Passive / index investing Real estate investing Founder/Business Owner
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James P

Series 63, Series 66, Series 65

Riverton, WY

Fremont Financial Advisors Inc.

James Parker is a financial advisor with Fremont Financial Advisors Inc. in Riverton, WY, holding Series 63, 65, and 66 licenses and bringing 11 years of industry experience. He has been associated with Fremont Financial Advisors since 2013 and also owns interests in Wyoming Benefits, Inc. and Sun Realty Inc., where he serves as a real estate broker. Fremont Financial Advisors serves small businesses and individual clients, focusing on medium- to high-net-worth households by providing comprehensive financial planning and coordinating external specialists. The firm offers access to outsourced investment management through multiple platforms and integrates real estate and insurance services into its total asset management planning.

Active portfolio management Tax-loss harvesting Passive / index investing Real estate investing Founder/Business Owner
user avatar

Michael Z

Series 63

Riverton, WY

Commonwealth Financial Network

Michael Zirbel is a financial advisor at Commonwealth Financial Network with 43 years of industry experience. He holds the Series 63 designation and has been with Commonwealth since 2014. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their retail and institutional clients. The firm provides a range of advisory programs and back-office support, including investment management, compliance, and technology services, enabling advisors to construct client portfolios using various securities and insurance products.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired

Grace A

ChFC®, Series 66

Riverton, WY

Edward Jones

Grace Andrus is a ChFC® and holds a Series 66 license, with 10 years of industry experience. She has been with Edward Jones since 2014. Andrus serves on the City of Riverton Planning Commission. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of advisory programs, including discretionary and non-discretionary strategies, supported by a nationwide network of over 23,000 financial advisors.

Business ownership considerations General retirement planning Wealth management Military & Veterans Founder/Business Owner Intergenerational Families
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Michael P

CFP®, Series 66

Riverton, WY

Edward Jones

Michael Pryor is a financial advisor at Edward Jones in Riverton, Wyoming, holding the CFP® and Series 66 designations with 12 years of industry experience. He has been with Edward Jones since 2013. Outside of his advisory role, he serves as vice-chairman of the City of Riverton Airport Board and is involved in managing several private business ventures and investment entities, including a limited partnership focused on energy investments. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a wide range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds. The firm operates under a fiduciary standard and maintains a large national network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Robert O

Series 63

Riverton, WY

LPL Financial

Robert Olson is a financial advisor with LPL Financial, holding a Series 63 designation and 32 years of industry experience. He has been affiliated with LPL Financial since 1993 and has worked with various insurance companies since 1996. Outside of his advisory role, Olson is a commissioned notary. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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