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Credentials
CFP®
Experience Industry experience
20 years
Location
Land O' Lakes, WI
Thomas Financial Planning, LLC
Independent
Total advisors
1Clients per advisor
9 LowAvg AUM per client
$2,124,092 Very HighHNW client ratio
44% HighJames Thomas is a CFP® professional with 27 years of experience at Thomas Financial Planning, LLC, an independent advisory firm he has operated since 1999. He serves as financial secretary for the Endowment Fund at Prince of Peace Lutheran Church in Eagle River, WI, providing investment advice and preparing quarterly reports on a volunteer basis. Thomas Financial Planning, LLC is a fee-only registered investment adviser serving a small client base that includes individuals, high-net-worth clients, and select charitable institutions. The firm employs a tactical asset allocation process focused on diversified portfolios mainly through mutual funds, with discretionary portfolio management and an emphasis on periodic rebalancing and cost control.
$0 - $200,000: 1.10% $200,001 - $500,000: 0.80% $500,001 - $1,000,000: 0.75% $1,000,001 - $2,000,000: 0.70% $2,000,001+: 0.60%
Fee-only: Fee-only asset management; no commissions or performance fees charged.
Land O' Lakes, WI
Land O' Lakes WI
Advisors at this office
1
Wisconsin
20 years of industry experience
Thomas Financial Planning
1999 - Present • 27 years
Land O Lakes, WI
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Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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