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James Mitchell Jr.

Advisor at Diversify Advisory Services, LLC

Updated today

Location

Decatur, AL 35601

Credentials

Series 66

Industry experience

22 years

About

James Mitchell Jr. is a financial advisor with Diversify Advisory Services, LLC in Decatur, AL, holding a Series 66 designation and 22 years of industry experience. His prior roles include positions at DFPG Investments, LLC, BFC Planning, Inc., Berthel Fisher & Company Financial Services, Inc., and Triad Advisors, Inc. Diversify Advisory Services, LLC provides investment advisory and financial planning to a diverse client base, including individuals, corporations, pension and profit-sharing plans, trusts, medical professionals, and small business owners. The firm employs a tactical diversification investment approach, utilizing a variety of internal and third-party models across multiple platforms and offering a broad range of investment instruments and strategies.

Client services

Based on Diversify Advisory Services, LLC

Financial planning Portfolio management Selection of other advisers

Expertise

Based on Diversify Advisory Services, LLC

Private / alternative investments Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy

Occupation focus

Based on Diversify Advisory Services, LLC

Founder/Business Owner Doctor or Medical Professional Executive

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Fee options

Fixed

Fixed project fees up to $25,000 per project; fixed annual fees up to $100,000 for Family Office services; corporate consulting fees up to $10,000

Percentage

$0 - $500,000: 1.00% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.85% $2,000,001 - $3,000,000: 0.85% $3,000,001 - $4,000,000: 0.70% $4,000,001 - $5,000,000: 0.70% $5,000,001+: 0.50%

Commissions

Certain IARs may earn commissions from insurance and brokerage products sold in separate capacity

Project-based

Up to $400 per hour for financial planning and consulting services

Other

Account minimum: $500,000 Fee-only: Financial planning hourly fees up to $400/hour; fixed project fees up to $25,000 per project; fixed annual fees up to $100,000 annually

Location

1902 Flint Rd Se, Suite A

Decatur, AL 35601

Most active in

Alabama

Work history

DFPG Investments, LLC

2020 - Present (6 years)

BFC Planning, Inc.

2017 - 2020 (3 years)

Berthel Fisher & Company Financial Services, Inc.

2017 - 2020 (3 years)

Triad Advisors, Inc.

2008 - 2017 (9 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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