James Seth Johnson
Advisor at CADE Group, Inc. — Carmel, IN
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 66
Experience Industry experience
20 years
Location
Carmel, IN 46290-1140
CADE Group, Inc.
Supported
Total advisors
3Clients per advisor
24 LowAvg AUM per client
$785,915 TypicalHNW client ratio
31% TypicalJames Johnson is a financial advisor with CADE Group, Inc. in Carmel, Indiana, holding Series 63 and Series 66 designations and 19 years of industry experience. He has been with CADE Group since 2000 and also operates James Johnson Insurance Services, which he has managed since 1988. CADE Group, Inc. provides advisory services to individuals, pension and profit-sharing plans, and institutional clients, including government entities. The firm offers financial planning, portfolio management through wrap programs, and pension consulting, utilizing a variety of analytical methods and tailoring portfolios to client objectives and risk tolerance.
Based on CADE Group, Inc.
Based on CADE Group, Inc.
Financial planning base fixed fee of $3,000; pension consulting fixed fees negotiated case-by-case.
$0 - $1,000,000: 2.25% $1,000,000 - $2,000,000: 2.00% $2,000,000 - $5,000,000: 1.75% $5,000,000 - $10,000,000: 1.50% $10,000,000+: 1.25%
Commissions earned by associated persons for securities and insurance products sold separately from advisory fees.
Financial planning consulting hourly fee $250; pension consulting hourly $200-$300.
Account minimum: $25,000 Minimum fee: Financial planning base fixed fee of $3,000, may vary based on complexity; modular financial planning/consulting hourly fee $250. Fee-only: Financial planning fixed fee $3,000 base; hourly consulting fee $250; pension consulting hourly $200-$300 or asset-based fee 0.15%-1.2%; fixed fees for pensions may be negotiated.
Carmel, IN
10293 North Meridian Street, Suite 265
Carmel IN 46290-1140
Advisors at this office
3
Indiana
20 years of industry experience
CADE Group, Inc.
2000 - Present • 26 years
Carmel, IN
James Johnson Insurance Services
1988 - Present • 38 years
Shelbyville, IN
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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