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Jerry Baughman

Advisor at Midwest Capital Financial Advisors, LLC

Updated today

Location

Decatur, IN 46733

Credentials

Series 65

Industry experience

< 1 year

About

Jerry Baughman is a financial advisor at Midwest Capital Financial Advisors, LLC with a Series 65 credential and recent experience in the financial services industry since 2023. Prior to joining the firm, he held roles at Midwest Capital Resources and Collins Mobile LLC, among others. He is also an insurance agent at Midwest Capital Resources, a non-investment related insurance agency. Midwest Capital Financial Advisors, LLC is a state-registered investment adviser serving approximately 100 clients with $12.9 million in assets under management. The firm offers discretionary and non-discretionary portfolio management, financial planning, and retirement-plan services, employing a combination of fundamental and technical analysis alongside various investment strategies.

Client services

Based on Midwest Capital Financial Advisors, LLC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Midwest Capital Financial Advisors, LLC

College savings (529s, UTMA, etc.) Cash flow / budgeting

Occupation focus

Based on Midwest Capital Financial Advisors, LLC

Retired

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Fee options

Percentage

$0 - $25,000: 1.25% $25,000.01 - $100,000: 1.00% $100,000.01 - $249,999.99: 0.80% $250,000 - $499,999.99: 0.60% $500,000 - $999,999.99: 0.50% $1,000,000 - > $1,000,000: 0.25%

Commissions

Commission-based compensation for certain registered representatives selling investment and insurance products

Project-based

Hourly financial planning and consulting fees generally range from $75 to $250 per hour

Other

Fee-only: Hourly fees for financial planning and consulting generally range from $75 to $250 per hour (negotiable)

Location

226 N 12 Th St

Decatur, IN 46733

Most active in

Indiana · Ohio

Work history

Midwest Capital Resources

2023 - Present (3 years)

Collins Mobile LLC

2022 - 2024 (2 years)

SELF EMPLOYED

2022 - 2023 (1 year)

T-Mobile

2022 - 2023 (1 year)

Transamerica

2018 - 2022 (4 years)

Northwestern Mutual Life Insurance Company

2018 - 2018 (1 year)

Northwestern Mutual Investment Services LLC

2018 - 2018 (1 year)

Unemployed

2017 - 2018 (1 year)

Midwest Eco Technologies

2017 - 2017 (1 year)

T Mobile

2011 - 2017 (6 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Michael H

Series 63, Series 66

Decatur, IN

Midwest Capital Financial Advisors, LLC

Michael Hamilton is a financial advisor at Midwest Capital Financial Advisors, LLC with 36 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Fortune Financial Services and Moneyblock. In addition to his advisory role, he is president and owner of Midwest Capital Resources, Inc., where he provides insurance consulting and sales of non-registered insurance products. Midwest Capital Financial Advisors, LLC is a state-registered investment adviser with two advisors managing approximately $12.9 million in client assets. The firm serves individuals, trusts, charitable organizations, and employer-sponsored plans, offering portfolio management, financial planning, and retirement-plan services using a combination of fundamental and technical analysis alongside various trading strategies.

College savings (529s, UTMA, etc.) Cash flow / budgeting Retired
user avatar

Brad J

Series 65

Hoagland, IN

Thrivent Advisor Network, LLC

Brad Jeffrey is a Series 65-licensed financial advisor with Thrivent Advisor Network, LLC, bringing four years of industry experience. He previously worked at Lincoln Financial Group for sixteen years before joining Thrivent Advisor Network in 2021. Thrivent Advisor Network, LLC provides investment advisory services to individuals, families, trusts, estates, businesses, retirement plans, and charitable organizations. The firm emphasizes a long-term investment approach with customized asset allocations using low-cost mutual funds, ETFs, fixed-income securities, and alternative investments, supported by a structure integrated into the broader Thrivent group.

Annuities College savings (529s, UTMA, etc.) Private / alternative investments
user avatar

Joshua S

Series 66

Decatur, IN

OneAscent Financial Services LLC

Joshua Smith is a financial advisor with OneAscent Financial Services LLC in Decatur, IN, holding a Series 66 designation and three years of industry experience. His prior roles include positions at Purshe Kaplan Sterling Investments, Cambridge Investment Research Inc., and First Bank of Berne. Outside of his advisory work, he volunteers with Lifewise Academy. OneAscent Financial Services LLC manages approximately $2.61 billion through a network of 57 advisors, serving individuals, pension plans, trusts, charitable organizations, and corporate clients. The firm offers a range of services including discretionary and non-discretionary asset management, financial planning, and ERISA fiduciary services, utilizing a combination of direct management, third-party managers, and unified managed accounts.

Tax-loss harvesting Options & derivatives strategies Concentrated stock management Executive Founder/Business Owner Women's Finance Religious/faith focused
user avatar

Kaden B

Series 65

Bluffton, IN

OneAscent Financial Services LLC

Kaden Bussel is a financial advisor at OneAscent Financial Services LLC with one year of industry experience. He holds the Series 65 credential and has worked at OneAscent since 2021. Outside of his advisory role, Bussel owns and manages a duplex through H&K Estates LLC. OneAscent Financial Services LLC manages approximately $2.61 billion through 57 advisors, serving individuals, pension plans, trusts, charitable organizations, and corporate clients. The firm offers discretionary and non-discretionary asset management, financial planning, ERISA fiduciary services, and access to unified managed account programs.

Tax-loss harvesting Options & derivatives strategies Concentrated stock management Executive Founder/Business Owner Women's Finance Religious/faith focused
user avatar

Davon B

Series 63, Series 65

Hoagland, IN

Thrivent Advisor Network, LLC

Davon Bultemeier is a financial advisor with Thrivent Advisor Network, LLC, holding Series 63 and Series 65 credentials and bringing 24 years of industry experience. His career includes roles at Thrivent Investment Management Inc., Purshe Kaplan Sterling Investments, and THRIVENT FINANCIAL for Lutherans. Outside of advisory work, he serves on the Board of Directors for Concordia Lutheran High School, overseeing governance of its $26 million endowment. Thrivent Advisor Network, LLC provides investment advisory services to individuals, families, trusts, businesses, retirement plans, and charitable organizations. The firm focuses on long-term investment strategies, utilizing customized asset allocations with low-cost mutual funds, ETFs, fixed-income securities, and alternative investments, supported by integration within the broader Thrivent group.

Annuities College savings (529s, UTMA, etc.) Private / alternative investments
user avatar

Cameron C

CFP®, Series 66

Decatur, IN

OneAscent Financial Services LLC

Cameron Collier is a CFP® with 15 years of experience in the financial services industry. He is currently a financial advisor at OneAscent Financial Services LLC and Purshe Kaplan Sterling Investments, having previously worked at Cambridge Investment Research Advisors. Outside of his advisory roles, Collier is involved in community activities including volunteering with the Adams Central Football Booster Club, serving on the Adams County Sheriff's Merit Board, and participating on Senator Jim Banks' Service Academy Selection Committee. OneAscent Financial Services LLC manages approximately $2.61 billion through a network of 57 advisors, serving individuals, pension plans, trusts, charitable organizations, and corporate clients. The firm offers both discretionary and non-discretionary asset management and employs a combination of direct management, third-party managers, and unified managed accounts to implement individualized investment strategies.

Tax-loss harvesting Options & derivatives strategies Concentrated stock management Executive Founder/Business Owner Women's Finance Religious/faith focused
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