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Jerry O Baughman

Advisor at Midwest Capital Financial Advisors, LLC — Decatur, IN

Updated today

Credentials

Series 65

Experience

1 year

Location

Decatur, IN 46733

Midwest Capital Financial Advisors, LLC logo

Midwest Capital Financial Advisors, LLC

Supported

Total advisors

2

Clients per advisor

56 Typical

Avg AUM per client

$149,423 Very Low

HNW client ratio

0% Very Low

About

Jerry Baughman is a financial advisor at Midwest Capital Financial Advisors, LLC with a Series 65 credential and recent experience in the financial services industry since 2023. Prior to joining the firm, he held roles at Midwest Capital Resources and Collins Mobile LLC, among others. He is also an insurance agent at Midwest Capital Resources, a non-investment related insurance agency. Midwest Capital Financial Advisors, LLC is a state-registered investment adviser serving approximately 100 clients with $12.9 million in assets under management. The firm offers discretionary and non-discretionary portfolio management, financial planning, and retirement-plan services, employing a combination of fundamental and technical analysis alongside various investment strategies.

Client services

Based on Midwest Capital Financial Advisors, LLC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Midwest Capital Financial Advisors, LLC

College savings (529s, UTMA, etc.) Cash flow / budgeting

Occupation focus

Based on Midwest Capital Financial Advisors, LLC

Retired

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Fee options

Percentage

$0 - $25,000: 1.25% $25,000.01 - $100,000: 1.00% $100,000.01 - $249,999.99: 0.80% $250,000 - $499,999.99: 0.60% $500,000 - $999,999.99: 0.50% $1,000,000 - > $1,000,000: 0.25%

Commissions

Commission-based compensation for certain registered representatives selling investment and insurance products

Project-based

Hourly financial planning and consulting fees generally range from $75 to $250 per hour

Other

Fee-only: Hourly fees for financial planning and consulting generally range from $75 to $250 per hour (negotiable)

Location

Decatur, IN

226 N 12th St

Decatur IN 46733

Advisors at this office

2

Most active in

Indiana · Ohio

Work history

1 year of industry experience

Midwest Capital Resources

2023 - Present • 3 years

Decatur, IN

Collins Mobile LLC

2022 - 2024 • 2 years

Marion, IN

SELF EMPLOYED

2022 - 2023 • 1 year

Decatur, IN

T-Mobile

2022 - 2023 • 1 year

Fort Wayne, IN

Transamerica

2018 - 2022 • 4 years

Fort Wayne, IN

Northwestern Mutual Life Insurance Company

2018 - 2018 • 1 year

Milwaukee, WI

Northwestern Mutual Investment Services LLC

2018 - 2018 • 1 year

Fort Wayne, IN

Unemployed

2017 - 2018 • 1 year

Decatur, IN

Midwest Eco Technologies

2017 - 2017 • 1 year

Delphos, OH

T Mobile

2011 - 2017 • 6 years

Fort Wayne, IN

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Michael H

Series 63, Series 66

Decatur, IN

Midwest Capital Financial Advisors, LLC

Michael Hamilton is a financial advisor at Midwest Capital Financial Advisors, LLC with 36 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Fortune Financial Services and Moneyblock. In addition to his advisory role, he is president and owner of Midwest Capital Resources, Inc., where he provides insurance consulting and sales of non-registered insurance products. Midwest Capital Financial Advisors, LLC is a state-registered investment adviser with two advisors managing approximately $12.9 million in client assets. The firm serves individuals, trusts, charitable organizations, and employer-sponsored plans, offering portfolio management, financial planning, and retirement-plan services using a combination of fundamental and technical analysis alongside various trading strategies.

College savings (529s, UTMA, etc.) Cash flow / budgeting Retired
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Brad J

Series 65

Hoagland, IN

Thrivent Advisor Network, LLC

Brad Jeffrey is a Series 65-licensed financial advisor with five years of industry experience. He currently works at Thrivent Advisor Network, LLC and previously spent 16 years at Lincoln Financial Group. Thrivent Advisor Network, LLC provides discretionary and non-discretionary investment advisory services to individuals, families, trusts, estates, businesses, and retirement plans. The firm offers portfolio management and financial planning through various approaches, including the use of low-cost mutual funds, ETFs, and access to independent managers.

Private / alternative investments College savings (529s, UTMA, etc.) Annuities Wealth management
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Joshua S

Series 66

Decatur, IN

OneAscent Financial Services LLC

Joshua Smith is a financial advisor with OneAscent Financial Services LLC in Decatur, Indiana, holding a Series 66 designation and four years of industry experience. His prior roles include positions at Purshe Kaplan Sterling Investments, Cambridge Investment Research Inc., and First Bank of Berne. He also volunteers with Lifewise Academy. OneAscent Financial Services LLC is a multi-team registered investment adviser serving individuals, retirement plans, trusts, broker/dealer customers, and institutions. The firm provides discretionary and non-discretionary asset management, financial planning, and utilizes both advisor-managed and model-based investment programs, including Unified Managed Account solutions.

Wealth management Tax-loss harvesting Private / alternative investments Options & derivatives strategies Real estate investing Executive
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Kaden B

Series 65

Bluffton, IN

OneAscent Financial Services LLC

Kaden Bussel is a financial advisor with OneAscent Financial Services LLC, holding a Series 65 designation and two years of industry experience. His work background includes roles at OneAscent Financial Services and Strategence Capital LLC, as well as positions in education and community organizations. Outside of advising, he is the owner of H&K Estates LLC, a business that manages a residential duplex. OneAscent Financial Services LLC is a multi-team registered investment adviser serving individuals, retirement plans, trusts, broker/dealer customers, and institutions. The firm provides a range of services including discretionary and non-discretionary asset management, financial planning, and outsourcing solutions, utilizing individualized asset-allocation strategies and various overlay and automated management platforms.

Wealth management Tax-loss harvesting Private / alternative investments Options & derivatives strategies Real estate investing Executive
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Davon B

Series 63, Series 65

Hoagland, IN

Thrivent Advisor Network, LLC

Davon Bultemeier is a financial advisor with Thrivent Advisor Network, LLC, holding Series 63 and Series 65 credentials and bringing 25 years of industry experience. His career includes roles at Thrivent Investment Management Inc. and THRIVENT FINANCIAL for Lutherans. Outside of advising, he owns and operates a 400-acre corn and soybean farm and serves on the Board of Directors for Concordia Lutheran High School, overseeing a $26 million endowment. Thrivent Advisor Network, LLC provides discretionary and non-discretionary investment advisory services to individuals, families, trusts, estates, businesses, and retirement plans. The firm typically constructs diversified portfolios using low-cost mutual funds and ETFs while offering access to independent managers and a range of investment options.

Private / alternative investments College savings (529s, UTMA, etc.) Annuities Wealth management
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Cameron C

CFP®, Series 66

Decatur, IN

OneAscent Financial Services LLC

Cameron Collier is a financial advisor with OneAscent Financial Services LLC in Decatur, Indiana, holding the CFP® designation and Series 66 license. He has 16 years of industry experience, including 12 years at Cambridge Investment Research Advisors and Cambridge Investment Research, Inc., and has worked at Purshe Kaplan Sterling Investments since 2022. Outside of advisory work, he volunteers with the Adams Central Football Booster Club, serves on the Adams County Sheriff's Merit Board, and participates in the Senator Jim Banks Service Academy Selection Committee. OneAscent Financial Services LLC is a multi-team registered investment adviser serving individuals, retirement plans, trusts, broker/dealer customers, and institutions through multiple advisory teams. The firm offers a range of services including discretionary and non-discretionary asset management, financial planning, and Unified Managed Account solutions, utilizing individualized asset-allocation strategies and various overlay and automated investment platforms.

Wealth management Tax-loss harvesting Private / alternative investments Options & derivatives strategies Real estate investing Executive
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