Midwest Capital Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Midwest Capital Financial Advisors provides financial planning, investment portfolio management, and retirement‑plan services to individual investors, charitable organizations, trusts and employer‑sponsored retirement plans. Services include ongoing discretionary and non‑discretionary portfolio management and modular financial planning covering retirement, tax, cash‑flow, estate and related topics.
The firm’s advisers gather client information, prepare an investment policy statement, and implement strategies using a mix of fundamental, technical, cyclical and volatility analysis; implementation can include long‑term holdings, short‑term trading and option‑based overlays. Midwest Capital also recommends third‑party investment managers when appropriate, conducts due diligence on those managers, and monitors their performance over time.
Distinctive features disclosed in the brochure include that firm representatives also act as registered representatives of a broker‑dealer and may be licensed insurance agents with an affiliated insurance entity, enabling the recommendation of commission‑based insurance and broker‑dealer products. The firm also discloses the use of derivatives and options in account strategies, delivery of educational seminars to groups (universities, community centers and plan participants), and arrangements to receive solicitation fees when referring clients to third‑party managers, with related conflicts described in its disclosures.
Client services
Expertise
Occupation focus
Fee options
$0 - $25,000: 1.25% $25,000.01 - $100,000: 1.00% $100,000.01 - $249,999.99: 0.80% $250,000 - $499,999.99: 0.60% $500,000 - $999,999.99: 0.50% $1,000,000 - > $1,000,000: 0.25%
Commission-based compensation for certain registered representatives selling investment and insurance products
Hourly financial planning and consulting fees generally range from $75 to $250 per hour
Fee-only: Hourly fees for financial planning and consulting generally range from $75 to $250 per hour (negotiable)
Main office
226 N 12th St
Decatur IN 46733
Advisors at this office
2
Most active in
Indiana · Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Michael H
Series 63, Series 66
Decatur, IN
Midwest Capital Financial Advisors, LLC
Michael Hamilton is a financial advisor at Midwest Capital Financial Advisors, LLC with 36 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Fortune Financial Services and Moneyblock. In addition to his advisory role, he is president and owner of Midwest Capital Resources, Inc., where he provides insurance consulting and sales of non-registered insurance products. Midwest Capital Financial Advisors, LLC is a state-registered investment adviser with two advisors managing approximately $12.9 million in client assets. The firm serves individuals, trusts, charitable organizations, and employer-sponsored plans, offering portfolio management, financial planning, and retirement-plan services using a combination of fundamental and technical analysis alongside various trading strategies.
Jerry B
Series 65
Decatur, IN
Midwest Capital Financial Advisors, LLC
Jerry Baughman is a financial advisor at Midwest Capital Financial Advisors, LLC with a Series 65 credential and recent experience in the financial services industry since 2023. Prior to joining the firm, he held roles at Midwest Capital Resources and Collins Mobile LLC, among others. He is also an insurance agent at Midwest Capital Resources, a non-investment related insurance agency. Midwest Capital Financial Advisors, LLC is a state-registered investment adviser serving approximately 100 clients with $12.9 million in assets under management. The firm offers discretionary and non-discretionary portfolio management, financial planning, and retirement-plan services, employing a combination of fundamental and technical analysis alongside various investment strategies.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)