Midwest Capital Financial Advisors, LLC

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Client assets under management

$16,585,929

Clients

111

0% high-net-worth

Advisors

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

Typical

Average account size

$149,423

About

Midwest Capital Financial Advisors provides financial planning, investment portfolio management, and retirement‑plan services to individual investors, charitable organizations, trusts and employer‑sponsored retirement plans. Services include ongoing discretionary and non‑discretionary portfolio management and modular financial planning covering retirement, tax, cash‑flow, estate and related topics.

The firm’s advisers gather client information, prepare an investment policy statement, and implement strategies using a mix of fundamental, technical, cyclical and volatility analysis; implementation can include long‑term holdings, short‑term trading and option‑based overlays. Midwest Capital also recommends third‑party investment managers when appropriate, conducts due diligence on those managers, and monitors their performance over time.

Distinctive features disclosed in the brochure include that firm representatives also act as registered representatives of a broker‑dealer and may be licensed insurance agents with an affiliated insurance entity, enabling the recommendation of commission‑based insurance and broker‑dealer products. The firm also discloses the use of derivatives and options in account strategies, delivery of educational seminars to groups (universities, community centers and plan participants), and arrangements to receive solicitation fees when referring clients to third‑party managers, with related conflicts described in its disclosures.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

College savings (529s, UTMA, etc.) Cash flow / budgeting

Occupation focus

Retired

Fee options

Percentage

$0 - $25,000: 1.25% $25,000.01 - $100,000: 1.00% $100,000.01 - $249,999.99: 0.80% $250,000 - $499,999.99: 0.60% $500,000 - $999,999.99: 0.50% $1,000,000 - > $1,000,000: 0.25%

Commissions

Commission-based compensation for certain registered representatives selling investment and insurance products

Project-based

Hourly financial planning and consulting fees generally range from $75 to $250 per hour

Other

Fee-only: Hourly fees for financial planning and consulting generally range from $75 to $250 per hour (negotiable)

Main office location

Midwest Capital Financial Advisors, LLC

226 N 12 Th St

Decatur IN 46733, United States

Number of offices

Most active in

Indiana · Ohio

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Is not active or affiliated with:

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Facebook X Website 260-724-4472

Advisors at this firm

Michael H

Series 63, Series 66

Decatur, IN

Midwest Capital Financial Advisors, LLC

Michael Hamilton is a financial advisor at Midwest Capital Financial Advisors, LLC with 36 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Fortune Financial Services and Moneyblock. In addition to his advisory role, he is president and owner of Midwest Capital Resources, Inc., where he provides insurance consulting and sales of non-registered insurance products. Midwest Capital Financial Advisors, LLC is a state-registered investment adviser with two advisors managing approximately $12.9 million in client assets. The firm serves individuals, trusts, charitable organizations, and employer-sponsored plans, offering portfolio management, financial planning, and retirement-plan services using a combination of fundamental and technical analysis alongside various trading strategies.

College savings (529s, UTMA, etc.) Cash flow / budgeting Retired

Jerry B

Series 65

Decatur, IN

Midwest Capital Financial Advisors, LLC

Jerry Baughman is a financial advisor at Midwest Capital Financial Advisors, LLC with a Series 65 credential and recent experience in the financial services industry since 2023. Prior to joining the firm, he held roles at Midwest Capital Resources and Collins Mobile LLC, among others. He is also an insurance agent at Midwest Capital Resources, a non-investment related insurance agency. Midwest Capital Financial Advisors, LLC is a state-registered investment adviser serving approximately 100 clients with $12.9 million in assets under management. The firm offers discretionary and non-discretionary portfolio management, financial planning, and retirement-plan services, employing a combination of fundamental and technical analysis alongside various investment strategies.

College savings (529s, UTMA, etc.) Cash flow / budgeting Retired

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