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Credentials
Series 63, Series 65
Experience Industry experience
45 years
Location
Kellogg, ID
Castle Rock Wealth Management, LLC
Team
Joan Block is a financial advisor at Castle Rock Wealth Management, LLC with 45 years of industry experience. She previously worked at First Allied Securities, Inc. for 24 years and at Private Client Services for one year. Castle Rock Wealth Management provides investment advisory, financial planning, and retirement plan consulting to individuals, trusts, estates, and business entities. The firm manages approximately $521.8 million for nearly 1,900 clients through a team of eight advisors, combining fundamental and technical analysis with active trading strategies and ongoing portfolio monitoring.
Based on Castle Rock Wealth Management, LLC
Based on Castle Rock Wealth Management, LLC
$0+: up to 1.65% annually for Comprehensive Portfolio Management $0+: up to 1.00% for Financial Planning & Consulting (percentage of assets under advisement) $0+: up to 1.25% for Retirement Plan Consulting (percentage of Plan assets under management)
Advisory representatives are also registered representatives and can receive commissions from sale of securities and insurance products; commissionable sales create a conflict of interest.
Kellogg, ID
Kellogg ID
Advisors at this office
1
California · Idaho
45 years of industry experience
Private Client Services
2018 - 2019 • 1 year
Louisville, KY
Castle Rock Wealth Management
2016 - Present • 10 years
Kellogg, ID
First Allied Securities, INC.
1994 - 2018 • 24 years
San Diego, CA
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 66
Wallace, ID
Principal Financial Services
Brandon Kramer is a financial advisor with Principal Financial Services and holds Series 63 and Series 66 licenses. He has 10 years of industry experience and previously worked at Wells Fargo Clearing and Thrivent Financial. His activities include a role in insurance related to fixed life, fixed annuities, disability, long-term care, health, and group benefits. Principal Securities offers brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and corporations. The firm provides direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions, with investment implementation typically managed on a discretionary basis by third-party managers.
CFP®, Series 63, Series 66
Kellogg, ID
LPL Financial
Cary Wong is a CFP®-certified financial advisor with 25 years of industry experience, currently with LPL Financial since 2007. Prior to joining LPL, he worked at Edward Jones. Wong also has business involvement with Wong Financial Services, Inc., including activities related to non-variable insurance products. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and third-party asset management, supported by technology tools and a broad platform that includes both advisory and insurance-related financial activities.
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