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Credentials
Series 63, Series 66
Experience Industry experience
10 years
Location
Wallace, ID
Principal Financial Services
Enterprise
Brandon Kramer is a financial advisor with Principal Financial Services and holds Series 63 and Series 66 licenses. He has 10 years of industry experience and previously worked at Wells Fargo Clearing and Thrivent Financial. His activities include a role in insurance related to fixed life, fixed annuities, disability, long-term care, health, and group benefits. Principal Securities offers brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and corporations. The firm provides direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions, with investment implementation typically managed on a discretionary basis by third-party managers.
Based on Principal Financial Services
$0 - $149,999: Up to 1.75% $150,000 - $249,999: Up to 1.75% $250,000 - $500,000: Up to 1.75% $500,001 - $999,999: Up to 1.20% $1,000,000 - >$2,000,000: Up to 1.10% to 0.90% (SEI Mutual Fund Model Program tiered beyond $1,000,000)
Wallace, ID
Wallace ID
Advisors at this office
1
Idaho · Oregon
10 years of industry experience
Principal Financial Services
2025 - Present • 1 year
Wallace, ID
PRINCIPAL LIFE INSURANCE COMPANY
2025 - Present • 1 year
Wallace, ID
Wells Fargo Clearing
2017 - 2025 • 8 years
Colorado Springs, CO
unemployed
2017 - 2017 • 1 year
Colorado Springs, CO
Vail Resorts
2017 - 2017 • 1 year
Parkcity, UT
Thrivent Financial
2016 - 2017 • 1 year
Appleton, WI
Thrivent Investment Management INc
2015 - 2017 • 2 years
Colorado Springs, CO
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Kellogg, ID
Castle Rock Wealth Management, LLC
Joan Block is a financial advisor at Castle Rock Wealth Management, LLC with 45 years of industry experience. She previously worked at First Allied Securities, Inc. for 24 years and at Private Client Services for one year. Castle Rock Wealth Management provides investment advisory, financial planning, and retirement plan consulting to individuals, trusts, estates, and business entities. The firm manages approximately $521.8 million for nearly 1,900 clients through a team of eight advisors, combining fundamental and technical analysis with active trading strategies and ongoing portfolio monitoring.
CFP®, Series 63, Series 66
Kellogg, ID
LPL Financial
Cary Wong is a CFP®-certified financial advisor with 25 years of industry experience, currently with LPL Financial since 2007. Prior to joining LPL, he worked at Edward Jones. Wong also has business involvement with Wong Financial Services, Inc., including activities related to non-variable insurance products. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and third-party asset management, supported by technology tools and a broad platform that includes both advisory and insurance-related financial activities.
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