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John Evans

Advisor at OSAIC

Updated today

Location

Rockwood, TN 37854

Credentials

Series 63, Series 65

Industry experience

24 years

About

John Evans is a financial advisor with Osaic Wealth, Inc. holding Series 63 and Series 65 licenses and 24 years of industry experience. His prior roles include positions at Securities America, Inc., Securities America Advisors, and Signator Investors, Inc. In addition to his advisory work, Evans serves as president of Rockwood Revitalization, a nonprofit that operates a local museum, and is vice president of the Rockwood Merchants Association, which organizes community street events. He also co-hosts a local news and events program on an internet-based TV network. Osaic Wealth, Inc. is an SEC-registered investment adviser and FINRA member broker-dealer serving a diverse client base that includes individual investors, pension plans, corporations, and charitable organizations. The firm employs a technology-driven investment process combining risk tolerance assessments, asset allocation tools, and portfolio optimization, offering a wide range of investment products and services through a large network of financial advisors.

Client services

Based on OSAIC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on OSAIC

Annuities

Occupation focus

Based on OSAIC

Founder/Business Owner Executive Retired

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Fee options

Fixed

Fixed or flat fees for financial planning and consulting services generally up to $25,000, can exceed for high net worth individuals; Non-Discretionary Investment Advisory Services fixed fees from $500 to $15,000; Retirement Plan Consulting Services fixed fees from $1,000 to $100,000.

Percentage

$0 - $5,500: Negotiable, varies by Advisory Representative and program $5,500 - $10,000: Negotiable, varies by Advisory Representative and program $10,000+: Negotiable, varies by Advisory Representative and program

Commissions

Advisory Representatives may receive commissions as registered representatives or insurance agents for securities or insurance product sales outside advisory accounts.

Project-based

$0 - $750 per hour for financial planning and consulting services, Non-Discretionary Investment Advisory Services, and Retirement Plan Consulting Services.

Other

Account minimum: $5,500 to $10,000 depending on program Fee-only: Advisory fees negotiated individually by Advisory Representatives; often asset-based fees with wrap or non-wrap structures; fees can be up to 3% annually for Plan Participant Retirement Program; fee schedules vary by program and Advisory Representative.

Location

103 S Front St

Rockwood, TN 37854

Most active in

Tennessee

Work history

OSAIC

2024 - Present (2 years)

OSAIC

2024 - Present (2 years)

Securities America, Inc.

2018 - 2024 (6 years)

Securities America Advisors

2018 - 2024 (6 years)

Signator Investors, inc.

2015 - 2018 (3 years)

The Evans Agency

2007 - Present (19 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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